Christie Q. Overbaugh 4

Accession 0001096906-19-000003

CIK 0000318673other

View on SEC.gov Company Profile

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:43 PM ET

Size

19.6 KB

Accession

0001096906-19-000003

Insider Transaction Report

Form 4

Period: 2018-11-30

SECURITY NATIONAL FINANCIAL CORPSNFCA

Christie Q. Overbaugh

Senior VP of Internal Operatio

Transactions

Award
Employee Stock Option (right to buy)
2013-12-06$3.75/sh+6,382$23,933→ 6,382 total
Exercise: $3.75From: 2014-03-06Exp: 2023-12-06→ Class A Common Stock (6,382 underlying)
Award
Employee Stock Option (right to buy)
2018-11-30$5.52/sh+5,000$27,600→ 5,000 total
Exercise: $5.52From: 2019-02-28Exp: 2028-11-30→ Class A Common Stock (5,000 underlying)
Award
Employee Stock Option (right to buy)
2014-12-05$4.09/sh+12,155$49,714→ 12,155 total
Exercise: $4.09From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (12,155 underlying)
Award
Employee Stock Option (right to buy)
2016-12-02$6.35/sh+5,513$35,008→ 5,513 total
Exercise: $6.35From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (5,513 underlying)
Award
Employee Stock Option (right to buy)
2017-12-01$4.80/sh+5,250$25,200→ 5,250 total
Exercise: $4.80From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (5,250 underlying)
Award
Employee Stock Option (right to buy)
2015-12-04$5.76/sh+8,104$46,679→ 8,104 total
Exercise: $5.76From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (8,104 underlying)

Footnotes (6)

[F1]This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
[F2]This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
[F3]This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.
[F4]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018.
[F5]This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. This option fully vests on December 1, 2018.
[F6]This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.52 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on February 28, 2019, until such shares are fully vested.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

→

Entity typeother

IncorporatedUT

Related Parties

filerCIK 0001320385

Filing Metadata

Form type: 4
Filed: Jan 2, 7:00 PM ET
Accepted: Jan 3, 5:43 PM ET
Size: 19.6 KB

View on SEC.gov