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4//SEC Filing

Christie Q. Overbaugh 4

Accession 0001096906-19-000059

CIK 0000318673other
View on SEC.govCompany Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 6:32 PM ET

Size

22.0 KB

Accession

0001096906-19-000059

Insider Transaction Report

Form 4
Period: 2019-02-01
SECURITY NATIONAL FINANCIAL CORPSNFCA
Christie Q. Overbaugh
Senior VP of Internal Operatio
Transactions
  • Other

    Class A Common Stock

    2019-02-01$5.61/sh+6,734$37,778→ 141,404 total
  • Award

    Employee Stock Option (right to buy)

    2013-12-06$3.56/sh+6,701$23,856→ 6,701 total
    Exercise: $3.56From: 2014-03-16Exp: 2023-12-06→ Class A Common Stock (6,701 underlying)
  • Award

    Employee Stock Option (right to buy)

    2015-12-04$5.47/sh+8,509$46,544→ 8,509 total
    Exercise: $5.47From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (8,509 underlying)
  • Award

    Employee Stock Option (right to buy)

    2018-11-30$5.24/sh+5,250$27,510→ 5,250 total
    Exercise: $5.24From: 2019-02-28Exp: 2028-11-30→ Class A Common Stock (5,250 underlying)
  • Award

    Employee Stock Option (right to buy)

    2017-12-01$4.56/sh+5,513$25,139→ 5,513 total
    Exercise: $4.56From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (5,513 underlying)
  • Award

    Employee Stock Option (right to buy)

    2014-12-05$3.89/sh+12,763$49,648→ 12,763 total
    Exercise: $3.89From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (12,763 underlying)
  • Award

    Employee Stock Option (right to buy)

    2016-12-02$6.03/sh+5,789$34,908→ 5,789 total
    Exercise: $6.03From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (5,789 underlying)
Footnotes (8)
  • [F1]Received pursuant to a stock dividend paid on February 1, 2019.
  • [F2]Of these shares of Class A Common Stock, 40,305 shares are held jointly by the reporting person with a son or daughter. Does not include 134,316 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Deferred Compensation Plan and 31,912 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
  • [F3]This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
  • [F4]This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
  • [F5]This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
  • [F6]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
  • [F7]This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
  • [F8]This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option vests in four equal quarterly installments of Class A Common Stock, beginning on February 28, 2019, until such shares are fully vested.

Documents

1 file

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

→
Entity typeother
IncorporatedUT

Related Parties

1
  • filerCIK 0001320385

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 6:32 PM ET
Size
22.0 KB
View on SEC.gov