4//SEC Filing
Christie Q. Overbaugh 4
Accession 0001096906-19-000434
CIK 0000318673other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 11:35 AM ET
Size
20.4 KB
Accession
0001096906-19-000434
Insider Transaction Report
Form 4
Christie Q. Overbaugh
Senior VP of Internal Operatio
Transactions
- Tax Payment
Class A Common Stock
2019-12-06$5.46/sh−9,093$49,648→ 147,552 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-12-05$3.89/sh−12,763$49,648→ 0 totalExercise: $3.89From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (12,763 underlying) - Award
Employee Stock Option (right to buy)
2015-12-04$5.47/sh+8,509$46,544→ 8,509 totalExercise: $5.47From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (8,509 underlying) - Award
Employee Stock Option (right to buy)
2017-12-01$4.56/sh+5,513$25,139→ 5,513 totalExercise: $4.56From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (5,513 underlying) - Award
Employee Stock Option (right to buy)
2018-11-30$5.24/sh+5,250$27,510→ 5,250 totalExercise: $5.24From: 2019-02-28Exp: 2028-11-30→ Class A Common Stock (5,250 underlying) - Exercise/Conversion
Class A Common Stock
2019-12-06$3.89/sh+12,763$49,648→ 156,645 total - Award
Employee Stock Option (right to buy)
2016-12-02$6.03/sh+5,789$34,908→ 5,789 totalExercise: $6.03From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (5,789 underlying)
Footnotes (6)
- [F1]Of these shares of Class A Common Stock, 40,305 shares are held jointly by the reporting person with a son or daughter. Does not include 132,937 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Deferred Compensation Plan and 34,555 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
- [F2]This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
- [F3]This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
- [F4]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
- [F5]This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
- [F6]This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019.
Documents
Issuer
SECURITY NATIONAL FINANCIAL CORP
CIK 0000318673
Entity typeother
IncorporatedUT
Related Parties
1- filerCIK 0001320385
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 11:35 AM ET
- Size
- 20.4 KB