Wilbur Norman G 4/A

Accession 0001096906-21-000224

CIK 0000318673other

View on SEC.gov Company Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 6:40 PM ET

Size

42.5 KB

Accession

0001096906-21-000224

Insider Transaction Report

Form 4/AAmended

Period: 2021-01-20

SECURITY NATIONAL FINANCIAL CORPSNFCA

Wilbur Norman G

Director

Transactions

Exercise/Conversion
Director Stock Option (right to buy)
2012-12-07$4.81/sh−1,515$7,287→ 0 total
Exercise: $4.81From: 2013-03-07Exp: 2022-12-07→ Class A Common Stock (1,515 underlying)
Award
Director Stock Option (right to buy)
2015-12-07$5.07/sh+1,309$6,637→ 1,309 total
Exercise: $5.07From: 2016-03-07Exp: 2025-12-07→ Class A Common Stock (1,309 underlying)
Award
Director Stock Option (right to buy)
2018-11-30$4.86/sh+1,131$5,497→ 1,131 total
Exercise: $4.86From: 2019-02-28Exp: 2028-11-30→ Class A Common Stock (1,131 underlying)
Exercise/Conversion
Director Stock Option (right to buy)
2020-03-27$3.67/sh−4,613$16,930→ 0 total
Exercise: $3.67From: 2020-06-27Exp: 2030-03-27→ Class A Common Stock (4,613 underlying)
Award
Director Stock Option (right to buy)
2020-03-27$3.67/sh+1,537$5,641→ 1,537 total
Exercise: $3.67From: 2020-06-27Exp: 2030-03-27→ Class A Common Stock (1,537 underlying)
Exercise/Conversion
Class A Common Stock
2021-01-20$9.05/sh+1,515$13,711→ 1,865 total
Exercise/Conversion
Class A Common Stock
2021-01-20$9.05/sh+1,187$10,742→ 3,052 total
Exercise/Conversion
Class A Common Stock
2021-01-20$9.05/sh+4,613$41,748→ 7,665 total
Award
Director Stock Option (right to buy)
2016-12-07$5.84/sh+1,246$7,277→ 1,246 total
Exercise: $5.84From: 2017-03-07Exp: 2026-12-07→ Class A Common Stock (1,246 underlying)
Exercise/Conversion
Director Stock Option (right to buy)
2017-12-01$4.22/sh−1,187$5,009→ 0 total
Exercise: $4.22From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (1,187 underlying)
Award
Director Stock Option (right to buy)
2019-12-06$5.06/sh+1,076$5,445→ 1,076 total
Exercise: $5.06From: 2020-03-06Exp: 2029-12-06→ Class A Common Stock (1,076 underlying)
Award
Director Stock Option (right to buy)
2015-12-04$5.07/sh+6,542$33,168→ 6,542 total
Exercise: $5.07From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (6,542 underlying)
Award
Director Stock Option (right to buy)
2016-12-02$5.59/sh+6,230$34,826→ 6,230 total
Exercise: $5.59From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (6,230 underlying)
Award
Director Stock Option (right to buy)
2018-11-30$4.86/sh+5,651$27,464→ 5,651 total
Exercise: $4.86From: 2019-02-28Exp: 2028-11-30→ Class A Common Stock (5,651 underlying)
Award
Director Stock Option (right to buy)
2019-12-06$5.06/sh+5,381$27,228→ 5,381 total
Exercise: $5.06From: 2020-03-06Exp: 2029-12-06→ Class A Common Stock (5,381 underlying)

Footnotes (12)

[F1]This was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F10]This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
[F11]This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.67 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
[F12]This option was granted on March 27, 2020 as an option to purchase 1,537 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.67 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
[F2]This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F3]This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F4]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F5]This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F6]This option was granted on December 1, 2017 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F7]This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F8]This option was granted on November 30, 2018 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
[F9]This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.

Documents

1 file

4
form4.xml
PRIMARY DOCUMENT

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

→

Entity typeother

Related Parties

filerCIK 0001298096

Filing Metadata

Form type: 4/A
Filed: Feb 1, 7:00 PM ET
Accepted: Feb 2, 6:40 PM ET
Size: 42.5 KB

View on SEC.gov