Home/Filings/4/0001096906-21-000226
4//SEC Filing

Wilbur Norman G 4

Accession 0001096906-21-000226

CIK 0000318673other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 6:56 PM ET

Size

32.2 KB

Accession

0001096906-21-000226

Insider Transaction Report

Form 4
Period: 2021-01-15
Transactions
  • Award

    Director Stock Option (right to buy)

    2015-12-04$5.07/sh+6,542$33,1686,542 total
    Exercise: $5.07From: 2016-03-04Exp: 2025-12-04Class A Common Stock (6,542 underlying)
  • Award

    Director Stock Option (right to buy)

    2016-12-02$5.59/sh+6,230$34,8266,230 total
    Exercise: $5.59From: 2017-03-02Exp: 2026-12-02Class A Common Stock (6,230 underlying)
  • Award

    Director Stock Option (right to buy)

    2016-12-07$5.84/sh+1,246$7,2771,246 total
    Exercise: $5.84From: 2017-03-07Exp: 2026-12-07Class A Common Stock (1,246 underlying)
  • Award

    Director Stock Option (right to buy)

    2019-12-06$5.06/sh+1,076$5,4451,076 total
    Exercise: $5.06From: 2020-03-06Exp: 2029-12-06Class A Common Stock (1,076 underlying)
  • Award

    Director Stock Option (right to buy)

    2020-03-27$3.67/sh+1,537$5,6411,537 total
    Exercise: $3.67From: 2020-06-27Exp: 2030-03-27Class A Common Stock (1,537 underlying)
  • Sale

    Class A Common Stock

    2021-01-15$9.20/sh3,900$35,8803,765 total
  • Sale

    Class A Common Stock

    2021-01-28$8.74/sh600$5,2443,165 total
  • Award

    Director Stock Option (right to buy)

    2015-12-07$5.07/sh+1,309$6,6371,309 total
    Exercise: $5.07From: 2016-03-07Exp: 2025-12-07Class A Common Stock (1,309 underlying)
  • Award

    Director Stock Option (right to buy)

    2018-11-30$4.86/sh+5,651$27,4645,651 total
    Exercise: $4.86From: 2019-02-28Exp: 2028-11-30Class A Common Stock (5,651 underlying)
  • Award

    Director Stock Option (right to buy)

    2019-12-06$5.06/sh+5,381$27,2285,381 total
    Exercise: $5.06From: 2020-03-06Exp: 2029-12-06Class A Common Stock (5,381 underlying)
  • Award

    Director Stock Option (right to buy)

    2018-11-30$4.86/sh+1,131$5,4971,131 total
    Exercise: $4.86From: 2019-02-28Exp: 2028-11-30Class A Common Stock (1,131 underlying)
Footnotes (9)
  • [F1]This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F2]This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F3]This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F4]This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F5]This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F6]This option was granted on November 30, 2018 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  • [F7]This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
  • [F8]This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
  • [F9]This option was granted on March 27, 2020 as an option to purchase 1,537 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.67 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.

Issuer

SECURITY NATIONAL FINANCIAL CORP

CIK 0000318673

Entity typeother

Related Parties

1
  • filerCIK 0001298096

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 6:56 PM ET
Size
32.2 KB