GROW CAPITAL, INC.·4

Oct 8, 3:28 PM ET

Kennedy Terry Joe 4

4 · GROW CAPITAL, INC. · Filed Oct 8, 2021

Insider Transaction Report

Form 4
Period: 2021-09-30
Transactions
  • Purchase

    Common Stock

    2021-09-30$0.00/sh+3,450,000$3,4504,170,701 total(indirect: Footnote)
  • Award

    Common Stock

    2021-10-01+37,5591,012,231 total
  • Award

    Common Stock

    2021-10-01+50,0001,062,231 total
Holdings
  • Common Stock

    (indirect: Footnote)
    1,818,772
  • Common Stock

    (indirect: Footnote)
    1,857,824
  • Common Stock

    (indirect: Footnote)
    125,000
  • Common Stock

    (indirect: Footnote)
    25,000
  • Common Stock

    (indirect: Footnote)
    1,135,819
  • Common Stock

    (indirect: Footnote)
    68,993
  • Common Stock

    (indirect: Footnote)
    70,000
  • Common Stock

    (indirect: Footnote)
    1,135,819
  • Common Stock

    (indirect: Footnote)
    467,909
Footnotes (12)
  • [F1]Fully vested shares issued as compensation for service for the quarter ended December 31, 2021.
  • [F10]Shares owned by AF1 Public Relations LLC, an entity wholly-owned by the reporting person's wife. The reporting person disclaims beneficial ownership of any securities owned directly or indirectly by the reporting person's wife.
  • [F11]The reporting person is a 67.35% owner of Appreciation LLC.
  • [F12]The reporting person is the sole owner and the manager of Appreciation Rewards, LLC.
  • [F2]Fully vested CEO compensation for quarter ended December 31, 2021.
  • [F3]The reporting person is the sole owner and the manager of Journey, Home 4 Teens, LLC.
  • [F4]The reporting person is a 50% owner and the manager of Racing 123, LLC.
  • [F5]The reporting person is the manager and ultimate beneficial owner of AYG LLC.
  • [F6]Reflects percentage ownership of Zeake, LLC.
  • [F7]The reporting person is the manager of King Ship, LLC.
  • [F8]The reporting person is the manager of Virtual Marketing Associates, LLC.
  • [F9]The reporting person is a 50% owner and the manager of Off the Wall, LLC.

Documents

1 file
  • 4
    ownership.xmlPrimary