Home/Filings/4/0001098074-09-000006
4//SEC Filing

POWERS PETER J 4

Accession 0001098074-09-000006

CIK 0001098074other

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 9:58 AM ET

Size

21.3 KB

Accession

0001098074-09-000006

Insider Transaction Report

Form 4
Period: 2009-01-27
Transactions
  • Exercise/Conversion

    Executive Stock Option (right to buy)

    2009-01-271,2500 total
    Exp: 2013-05-10Series A ordinary shares (1,250 underlying)
  • Exercise/Conversion

    Executive Stock Option (right to buy)

    2009-01-275,0000 total
    Exp: 2016-01-31Series A ordinary shares (5,000 underlying)
  • Exercise/Conversion

    Conditional Award Units (2008)

    2009-01-271,8750 total
    Series A ordinary shares (1,875 underlying)
  • Exercise/Conversion

    Series A ordinary shares

    2009-01-27+8,7508,750 total(indirect: By Trust)
  • Exercise/Conversion

    Conditional Award Units (2007)

    2009-01-271,2500 total
    Series A ordinary shares (1,250 underlying)
  • Exercise/Conversion

    Series A ordinary shares

    2009-01-27+3,12511,875 total(indirect: By Trust)
  • Exercise/Conversion

    Executive Stock Option (right to buy)

    2009-01-272,5000 total
    Exp: 2014-12-21Series A ordinary shares (2,500 underlying)
Holdings
  • Series A ordinary shares

    1,875
Footnotes (7)
  • [F1]In connection with the transaction described in the Implementation Agreement by and among the issuer, Nuclobel Lux 1 S.ar.l, Nuclobel Lux 2 S.ar.l, NDS Finance Limited, News Corporation and NDS Holdco, Inc. (the "Transaction"), the shares were acquired when the reporting person exercised his options with the benefit of a cashless exercise facility under which the exercise price will be deducted on a future date upon the closing of the Transaction. In connection with the Transaction, the reporting person will receive, on a future date, cash in exchange for the shares calculated in accordance with the terms of the Transaction. Until the closing of the Transaction, the shares are held in a special purpose trust for the benefit of the reporting person.
  • [F2]In connection with the Transaction, the shares were acquired pursuant to the vesting and conversion of all outstanding conditional award units. In connection with the Transaction, the reporting person will receive, on a future date, cash in exchange for the shares calculated in accordance with the terms of the Transaction. Until the closing of the Transaction, the shares are held in a special purpose trust for the benefit of the reporting person.
  • [F3]This option, which provided for vesting in four equal annual installments beginning November 5, 2004 and an exercise price of $17.12, was converted into the underlying shares in connection with the Transaction for no consideration. In connection with the Transaction, the underlying shares were deposited into a special purpose trust for the benefit of the reporting person.
  • [F4]This option, which provided for vesting in four equal annual installments beginning December 22, 2005 and an exercise price of $32.96, was converted into the underlying shares in connection with the Transaction for no consideration. In connection with the Transaction, the underlying shares were deposited into a special purpose trust for the benefit of the reporting person.
  • [F5]This option, which provided for vesting in four equal annual installments beginning February 1, 2007 and an exercise price of $43.13, was accelerated and converted into the underlying shares in connection with the Transaction for no consideration. In connection with the Transaction, the underlying shares were deposited into a special purpose trust for the benefit of the reporting person.
  • [F6]This conditional award, which provided for vesting in four equal annual installments beginning August 15, 2007, was accelerated and converted into the underlying shares in connection with the Transaction for no consideration. In connection with the Transaction, the underlying shares were deposited into a special purpose trust for the benefit of the reporting person.
  • [F7]This conditional award, which provided for vesting in four equal annual installments beginning August 15, 2008, was accelerated and converted into the underlying shares in connection with the Transaction for no consideration. In connection with the Transaction, the underlying shares were deposited into a special purpose trust for the benefit of the reporting person.

Issuer

NDS GROUP PLC

CIK 0001098074

Entity typeother

Related Parties

1
  • filerCIK 0001221971

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 9:58 AM ET
Size
21.3 KB