Home/Filings/4/0001099343-03-000041
4//SEC Filing

LOLA BROWN TRUST 1B 4

Accession 0001099343-03-000041

CIK 0000895422other

Filed

Jul 7, 8:00 PM ET

Accepted

Jul 7, 6:10 PM ET

Size

10.4 KB

Accession

0001099343-03-000041

Insider Transaction Report

Form 4
Period: 2003-07-07

No transactions or holdings reported in this filing.

Footnotes (2)
  • [F1]The shares listed under Item 4 were acquired through subscription in the Boulder Total Return Fund's one-for-three rights offering. 1,027,887 rights were exercised on July 7, 2003.
  • [F2]The trustees of the Lola Brown Trust No. 1B (the "Brown Trust") are Badlands Trust Company ("Badlands"), Susan Ciciora and Larry Dunlap. Such trustees may be deemed to control the Brown Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Brown Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Brown Trust. Accordingly, Badlands, Ms. Ciciora, and Mr. Dunlap disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Brown Trust. As a result of his advisory role with the Brown Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership over the Shares directly beneficially owned by the Brown Trust. However, Mr. Horejsi disclaims beneficial ownership of the Shares directly beneficially held by the Brown Trust.

Issuer

BOULDER TOTAL RETURN FUND INC

CIK 0000895422

Entity typeother
IncorporatedAK

Related Parties

1
  • filerCIK 0001247992

Filing Metadata

Form type
4
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 7, 6:10 PM ET
Size
10.4 KB