BOULDER TOTAL RETURN FUND INC·4/A

Jul 30, 12:42 PM ET

BOULDER TOTAL RETURN FUND INC 4/A

4/A · BOULDER TOTAL RETURN FUND INC · Filed Jul 30, 2003

Insider Transaction Report

Form 4/AAmended
Period: 2003-07-11
Transactions
  • Exercise of In-Money

    Subscription Rights (right to buy)

    2003-07-11402102 total
    Exercise: $13.12From: 2003-06-23Exp: 2003-07-11Common Stock (134 underlying)
  • Exercise of In-Money

    Common Stock

    2003-07-11$13.12/sh+34$4461,369 total
  • Exercise of In-Money

    Common Stock

    2003-07-11$13.12/sh+134$1,7581,335 total
  • Exercise of In-Money

    Subscription Rights (right to buy)

    2003-07-111020 total
    Exercise: $13.12From: 2003-06-23Exp: 2003-07-11Common Stock (34 underlying)
Footnotes (1)
  • [F1]The shares listed in Item 4 were acquired through subscription in the Boulder Total Return Fund's one-for-three rights offering. Mr. Aldridge instructed his broker to exercise 402 and 102 rights respectively on July 11, 2003, the expiration of the offering. As of the date of the original filing on July 17, 2003, Mr. Aldridge had been unable to obtain confirmation that the rights were indeed exercised. Mr. Aldridge did not receive confirmation from his broker that the rights had been exercised until July 29, 2003.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT