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4//SEC Filing

BOULDER GROWTH & INCOME FUND 4

Accession 0001099343-15-000013

$STEWCIK 0000102426other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 7:50 PM ET

Size

6.8 KB

Accession

0001099343-15-000013

Insider Transaction Report

Form 4
Period: 2015-03-20
Transactions
  • Purchase

    Common Stock

    2015-03-20+26,01160,590 total
Transactions
  • Purchase

    Common Stock

    2015-03-20+26,01160,590 total
Footnotes (2)
  • [F1]Received in exchange for 8,334 shares of Boulder Total Return Fund, Inc. (BTF) common stock, pursuant to an Agreement and Plan of Reorganization between the Issuer, BTF and affiliated funds (the "Merger"). On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of BTF at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
  • [F2]Ellen Cooper is the spouse of Stewart R. Horejsi. Trusts, persons and entities affiliated with the Stewart R. Horejsi and the reporting person, including Evergreen Atlantic, LLC, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and the Susan L. Ciciora Trust, will own an aggregate of 45,444,848 Shares of the Issuer after the reorganization of the Issuer on March 20, 2015.

Issuer

BOULDER GROWTH & INCOME FUND

CIK 0000102426

Entity typeother
IncorporatedMD

Related Parties

1
  • filerCIK 0000102426

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 7:50 PM ET
Size
6.8 KB