$STEW·4

BOULDER GROWTH & INCOME FUND · Mar 24, 9:56 PM ET

BOULDER GROWTH & INCOME FUND 4

4 · BOULDER GROWTH & INCOME FUND · Filed Mar 24, 2015

Insider Transaction Report

Form 4
Period: 2015-03-20
MILLER STEPHEN C
DirectorPresident
Transactions
  • Purchase

    Common Stock

    2015-03-20+25,62568,234 total
  • Purchase

    Common Stock

    2015-03-20+12,47542,609 total
Footnotes (3)
  • [F1]Received in exchange for 3,997 shares of Boulder Total Return Fund, Inc. (BTF) common stock and 23,050 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer the foregoing funds and an affiliated fund (the "Merger").
  • [F2]On March 20, 2015, the effective date of the Merger, Shares of BTF were exchanged for shares of Issuer at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
  • [F3]On March 20, 2015, the effective date of the Merger, Shares of FOFI were exchanged for shares of Issuer at a conversion rate of 1.111719 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of FOFI's common stock (net asset value $11.93 per share).

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT