PetVivo Holdings, Inc.·4

Jan 16, 4:38 PM ET

A.L. Sarroff Fund, LLC 4

4 · PetVivo Holdings, Inc. · Filed Jan 16, 2026

Insider Transaction Report

Form 4
Period: 2024-04-05
Transactions
  • Purchase

    Common Stock

    [F1]
    2024-04-05$1.06/sh+100$1061,859,463 total
  • Purchase

    Common Stock

    [F1]
    2024-04-09$0.72/sh+418,310$301,1832,277,773 total
  • Conversion

    Common Stock

    [F1]
    2024-04-29$0.70/sh+430,798$301,5592,708,571 total
  • Purchase

    Common Stock

    [F1]
    2024-05-15$0.70/sh+142,858$100,0012,851,429 total
  • Purchase

    Common Stock

    [F1]
    2024-06-20$0.56/sh+70$392,851,499 total
  • Conversion

    Common Stock

    [F1]
    2024-07-09$0.40/sh+1,250,000$500,0004,101,499 total
  • Conversion

    Common Stock

    [F2]
    2024-07-09$0.40/sh+1,250,000$500,0005,351,499 total(indirect: FN)
  • Conversion

    Common Stock

    [F1]
    2024-09-09$0.45/sh+331,644$149,2405,683,143 total
  • Purchase

    Common Stock

    [F1]
    2024-09-12$0.55/sh+60,116$33,0645,743,259 total
  • Purchase

    Common Stock

    [F1]
    2024-09-13$0.53/sh+16,030$8,4965,759,289 total
  • Purchase

    Common Stock

    [F1]
    2024-09-17$0.54/sh+9,498$5,1295,768,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-18$0.54/sh+3,000$1,6205,771,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-19$0.54/sh+5,000$2,7005,776,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-20$0.53/sh+4,301$2,2805,781,088 total
  • Purchase

    Common Stock

    [F1]
    2024-09-23$0.52/sh+4,800$2,4965,785,888 total
  • Purchase

    Common Stock

    [F1]
    2024-09-24$0.50/sh+2,000$1,0005,787,888 total
  • Conversion

    Common Stock

    [F1]
    2024-09-26$0.45/sh+770,767$346,8456,558,655 total
  • Purchase

    Common Stock

    [F1]
    2024-09-26$0.46/sh+4,000$1,8406,562,655 total
  • Purchase

    Common Stock

    [F1]
    2024-10-02$0.42/sh+21$96,562,676 total
  • Purchase

    Common Stock

    [F1]
    2024-10-03$0.47/sh+3,000$1,4106,565,676 total
  • Purchase

    Common Stock

    [F1]
    2024-10-04$0.48/sh+11,073$5,3156,576,749 total
  • Purchase

    Common Stock

    [F1]
    2024-10-07$0.52/sh+15,400$8,0086,592,149 total
  • Purchase

    Common Stock

    [F1]
    2024-10-07$0.55/sh+1,000$5506,593,149 total
  • Purchase

    Common Stock

    [F1]
    2024-10-08$0.58/sh+3,581$2,0776,596,730 total
  • Purchase

    Common Stock

    [F1]
    2024-10-09$0.60/sh+1,300$7806,598,030 total
  • Purchase

    Common Stock

    [F1]
    2024-10-10$0.60/sh+600$3606,598,630 total
  • Purchase

    Common Stock

    [F1]
    2024-10-11$0.56/sh+11,500$6,4406,610,130 total
  • Purchase

    Common Stock

    [F1]
    2024-10-11$0.56/sh+300$1686,610,430 total
  • Purchase

    Common Stock

    [F1]
    2024-10-15$0.57/sh+500$2856,610,930 total
  • Purchase

    Warrant (Right to Buy)

    [F2]
    2024-02-13$0.90/sh+150,000$135,000150,000 total(indirect: FN)
    Exercise: $0.90From: 2024-02-13Exp: 2027-02-13Common Stock (150,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-04-09$1.50/sh+428,572$642,858428,572 total
    Exercise: $1.50From: 2024-04-09Exp: 2027-04-09Common Stock (428,572 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-04-29$1.50/sh+430,798$646,197430,798 total
    Exercise: $1.50From: 2024-04-29Exp: 2027-04-29Common Stock (430,798 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-05-15$1.50/sh+142,858$214,287142,858 total
    Exercise: $1.50From: 2024-05-15Exp: 2027-05-15Common Stock (142,858 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-06-10$0.75/sh+75,000$56,25075,000 total
    Exercise: $0.75From: 2024-06-10Exp: 2027-06-10Common Stock (75,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-07-09$0.90/sh+1,250,000$1,125,0001,250,000 total
    Exercise: $0.90From: 2024-07-09Exp: 2027-07-09Common Stock (1,250,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F2]
    2024-07-09$0.90/sh+1,250,000$1,125,0001,250,000 total(indirect: FN)
    Exercise: $0.90From: 2024-07-09Exp: 2027-07-09Common Stock (1,250,000 underlying)
Footnotes (2)
  • [F1]Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
  • [F2]Held by Mr. Sarnoff's spouse, Eileen Sarroff.
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member|2026-01-16

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4-2024 (1)