A.L. Sarroff Fund, LLC 4

What Happened A.L. Sarroff Fund, LLC — a reported 10% owner whose managing member is PetVivo CEO Alan L. Sarroff — purchased equity in PetVivo on 2026-03-13. The filing reports acquisition of 1,250,000 common shares and 1,250,000 derivative securities (warrants), recorded as purchases tied to Units that were sold at $0.80 per Unit. Each Unit consists of one share and one warrant, so the Unit purchase implies consideration of approximately $1,000,000 (1,250,000 Units × $0.80). The transactions are purchases (acquisitions), not sales.

Key Details

• Transaction date: 2026-03-13; Form 4 filed same day (timely).
• Reported items: 1,250,000 common shares (acquired) and 1,250,000 warrants (derivative) acquired.
• Price: Reported as part of Units at $0.80 per Unit; individual share/warrant price listed as N/A on the Form 4. Implied total consideration ≈ $1,000,000.
• Shares/warrants owned after the transaction: not specified in the provided filing.
• Footnotes: F1 — the shares and warrants were included in Units (1 share + 1 warrant per Unit) purchased at $0.80/unit. F2 — Alan L. Sarroff is CEO and Managing Member of the reporting fund and is deemed to beneficially own and control the securities.
• Transaction code: P = Purchase (includes derivative warrant reporting).

Context

• The derivative securities are warrants, each exercisable for one share; exercise price and expiration terms were not disclosed in the Form 4 summary provided.
• The reporting entity is a 10% owner (A.L. Sarroff Fund, LLC); Alan Sarroff is identified as the managing member and is deemed the beneficial owner, so this filing reflects both an institutional fund purchase and involvement by the company’s CEO.