PetVivo Holdings, Inc.·4

Jun 1, 8:59 AM ET

A.L. Sarroff Fund, LLC 4

4 · PetVivo Holdings, Inc. · Filed Jun 1, 2026

Research Summary

AI-generated summary of this filing

Updated

PetVivo CEO Alan Sarroff Fund Gifts 200,000 Shares

What Happened
A.L. Sarroff Fund, LLC (a reported 10% owner tied to CEO Alan L. Sarroff) made a gift disposition of 200,000 shares of PetVivo Holdings, Inc. (PETV) on May 28, 2026. The transaction is reported as a gift (code G) with an acquisition/disposition price of $0.00 on the Form 4.

Key Details

  • Transaction date: 2026-05-28 (gift of 200,000 shares; price reported $0.00)
  • Filing date / timeliness: Form 4 filed 2026-06-01 — this covers the May 28 transaction and is within the SEC’s two-business-day reporting window.
  • Shares owned after transaction: Not specified in the summary provided in this prompt / not reported here.
  • Footnote: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive power over the fund’s securities.

Context

  • A gift is a disposition but does not necessarily signal the insider’s view on the company’s prospects; gifts are commonly used for personal, tax, or estate planning reasons.
  • The filing entity is a 10% owner fund tied to the company’s CEO, so the transaction is insider-related even though it was executed by the fund.

Insider Transaction Report

Form 4
Period: 2026-05-28
Transactions
  • Gift

    Common Stock

    [F1]
    2026-05-28200,00010,252,229 total
Footnotes (1)
  • [F1]Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member|2026-06-01

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4