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4//SEC Filing

RTI SURGICAL, INC. 4

Accession 0001100441-17-000002

CIK 0001100441operating

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 4:26 PM ET

Size

9.5 KB

Accession

0001100441-17-000002

Insider Transaction Report

Form 4
Period: 2017-01-26
Farhat Camille
Chief Executive Officer
Transactions
  • Award

    Common Stock

    2017-01-26+850,0001,000,000 total
  • Award

    Common Stock

    2017-01-26+150,000150,000 total
  • Award

    Option to purchase Common Stock

    2017-01-26+1,950,0001,950,000 total
    Exercise: $3.20Exp: 2022-01-26Common (1,950,000 underlying)
Footnotes (5)
  • [F1]Represents shares of restricted stock of RTI Surgical,Inc. (the "Company") that will vest on the day after Mr. Farhat's acquisition in the open market of shares of the Company valued at $500,000 so long as such acquisition is on or before March 15, 2018.
  • [F2]Includes 150,000 shares of restricted stock of the Company.
  • [F3]Represents shares of restricted stock of the Company that will vest as follows: 170,000 shares on January 26, 2018 and 42,500 shares each quarter beginning on March 31, 2018 through December 31, 2021. Vesting may accelerate upon the occurrence of either of two performance conditions.
  • [F4]Includes 1,000,000 shares of restricted stock of the Company.
  • [F5]The 1,950,000 options vest, if at all, in three 650,000 share increments if the average per share closing price of the common stock exceeds $6.00, $7.00 and $8.00, respectively, for 60 consecutive calendar days.

Issuer

RTI SURGICAL, INC.

CIK 0001100441

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001100441

Filing Metadata

Form type
4
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 4:26 PM ET
Size
9.5 KB