4//SEC Filing
Epperson Leigh Ann K 4
Accession 0001101215-13-000037
CIK 0001101215other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 4:04 PM ET
Size
12.6 KB
Accession
0001101215-13-000037
Insider Transaction Report
Form 4
Epperson Leigh Ann K
SVP, General Counsel & Secy
Transactions
- Tax Payment
Common Stock
2013-02-21$152.33/sh−873$132,984→ 14,892 total - Award
Common Stock
2013-02-21+2,264→ 17,722 total - Award
Common Stock
2013-02-21+1,463→ 15,765 total - Tax Payment
Common Stock
2013-02-22$153.07/sh−216$33,063→ 17,506 total - Award
Common Stock
2013-02-21+566→ 15,458 total
Footnotes (5)
- [F1]Based on the Company's EBT performance in 2012, 150% of the original award of 2,924 performance-based restricted stock units granted 2/21/12 were earned, resulting in an additional 1,463 units, for a total of 4,387 units. The restrictions will lapse with respect to 1,448 units on 2/21/14 and with respect to 1,493 units on 2/23/15, subject to continued employment by the Reporting Person on the remaining vesting dates.
- [F2]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F3]The new grant is for 566 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 186 units on 2/21/14, on 187 units on 2/23/15 and on 193 units on 2/21/16, subject to continued employment by the Reporting Person on the vesting dates.
- [F4]The new grant is for 2,264 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/21/14 and 2/23/15 and with respect to 34% of such shares on 2/21/16 contingent on meeting an EBT metric for 2013 and subject to continued employment by the Reporting Person on the vesting dates.
- [F5]The total number of securities beneficially owned includes: (a) 9,698 unrestricted shares; (b) 221 unvested units from an award of 650 time-based restricted stock units granted 3/21/11; (c) 1,326 unvested units from an award of 3,900 performance-based restricted stock units granted 3/21/11; (d) 490 unvested units from an award of 731 time-based restricted stock units granted 2/21/12; (e) 2,941 unvested units from an award of 4,387 performance-based restricted stock units granted 2/21/12; (f) the new grant for 566 time-based restricted stock units; and (g) the new grant for 2,264 performance-based restricted stock units.
Documents
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeother
Related Parties
1- filerCIK 0001510151
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 4:04 PM ET
- Size
- 12.6 KB