4//SEC Filing
ALLIANCE DATA SYSTEMS CORP 4
Accession 0001101215-14-000033
$BFHCIK 0001101215operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:01 PM ET
Size
7.6 KB
Accession
0001101215-14-000033
Insider Transaction Report
Form 4
Epperson Leigh Ann K
SVP, General Counsel & Secy
Transactions
- Award
Common Stock
2014-02-18+352→ 14,960 total - Award
Common Stock
2014-02-18+1,409→ 16,369 total
Footnotes (3)
- [F1]The new grant is for 352 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 116 units on each of 2/18/15 and 2/18/16 and on 120 units on 2/21/17, subject to continued employment by the Reporting Person on the vesting dates.
- [F2]The new grant is for 1,409 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/15 and 2/18/16 and with respect to 34% of such shares on 2/21/17 contingent on meeting an EBT metric for 2014 and subject to continued employment by the Reporting Person on the vesting dates.
- [F3]The total number of securities beneficially owned includes: (a) 6,800 unrestricted shares; (b) 221 unvested units from an award of 650 time-based restricted stock units granted 3/21/11; (c) 1,326 unvested units from an award of 3,900 performance-based restricted stock units granted 3/21/11; (d) 490 unvested units from an award of 731 time-based restricted stock units granted 2/21/12; (e) 2,941 unvested units from an award of 4,387 performance-based restricted stock units granted 2/21/12; (f) 566 unvested time-based restricted stock units granted 2/21/13; (g) 2,264 unvested performance-based restricted stock units granted 2/21/13; (h) the new grant for 352 time-based restricted stock units; and (i) the new grant for 1,409 performance-based restricted stock units.
Documents
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001101215
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:01 PM ET
- Size
- 7.6 KB