4//SEC Filing
ALLIANCE DATA SYSTEMS CORP 4
Accession 0001101215-15-000043
$BFHCIK 0001101215operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 4:03 PM ET
Size
11.3 KB
Accession
0001101215-15-000043
Insider Transaction Report
Form 4
Epperson Leigh Ann K
SVP, General Counsel & Secy
Transactions
- Award
Common Stock
2015-02-17+335→ 14,834 total - Award
Common Stock
2015-02-17+1,340→ 16,174 total - Award
Common Stock
2015-02-18+500→ 16,674 total - Tax Payment
Common Stock
2015-02-18$283.85/sh−205$58,189→ 16,469 total
Footnotes (5)
- [F1]The new grant is for 335 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 110 units on 2/17/16, on 111 units on 2/17/17 and on 114 units on 2/20/18, subject to continued employment by the Reporting Person on the vesting dates.
- [F2]The new grant is for 1,340 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/17/16 and 2/17/17 and with respect to 34% of such shares on 2/20/18 contingent on meeting an EBT metric for 2015 and subject to continued employment by the Reporting Person on the vesting dates.
- [F3]Based on the Company's EBT performance in 2014, 135.5% of the original award of 1,409 performance-based restricted stock units granted 2/18/14 were earned, resulting in an additional 500 units, for a total of 1,909 units. The restrictions will lapse with respect to 630 units on 2/18/16 and with respect to 650 units on 2/21/17, subject to continued employment by the Reporting Person on the remaining vesting dates.
- [F4]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F5]The total number of securities beneficially owned includes: (a) 9,040 unrestricted shares; (b) 249 unvested units from an award of 731 time-based restricted stock units granted 2/21/12; (c) 1,493 unvested units from an award of 4,387 performance-based restricted stock units granted 2/21/12; (d) 380 unvested units from an award of 566 time-based restricted stock units granted 2/21/13; (e) 2,116 unvested units from an award of 3,158 performance-based restricted stock units granted 2/21/13; (f) 236 unvested units from an award of 352 time-based restricted stock units granted 2/18/14; (g) 1,280 unvested units from an award of 1,909 performance-based restricted stock units granted 2/18/14; (h) the new grant for 335 time-based restricted stock units; and (i) the new grant for 1,340 performance-based restricted stock units.
Documents
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001101215
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 4:03 PM ET
- Size
- 11.3 KB