ALLIANCE DATA SYSTEMS CORP 4
4 · ALLIANCE DATA SYSTEMS CORP · Filed Feb 22, 2017
Insider Transaction Report
Form 4
Kennedy Bryan J
EVP & President, Mktg. Svcs.
Transactions
- Tax Payment
Common Stock
2017-02-21$235.40/sh−1,377$324,146→ 122,187.177 total - Tax Payment
Common Stock
2017-02-17$232.69/sh−699$162,650→ 123,564.177 total
Holdings
- 600(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F2]The total number of securities beneficially owned includes: (a) 104,779.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17.
- [F3]The shares are held in the Norma Kay Kennedy Living Trust for the benefit of the Reporting Person's mother. The Reporting Person serves as trustee.