ALLIANCE DATA SYSTEMS CORP 4
4 · ALLIANCE DATA SYSTEMS CORP · Filed Feb 22, 2017
Insider Transaction Report
Form 4
Kennedy Bryan J
EVP & President, Epsilon
Transactions
- Tax Payment
Common Stock
[F1]2017-02-17$232.69/sh−699$162,650→ 123,564.177 total - Tax Payment
Common Stock
[F1][F2]2017-02-21$235.40/sh−1,377$324,146→ 122,187.177 total
Holdings
- 600(indirect: By Trust)
Common Stock
[F3]
Footnotes (3)
- [F1]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F2]The total number of securities beneficially owned includes: (a) 104,779.177 unrestricted shares; (b) 475 unvested units from an award of 1,396 time-based restricted stock units granted 2/17/15; (c) 1,899 unvested units from an award of 5,584 performance-based restricted stock units granted 2/17/15; (d) 1,185 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (e) 2,111 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (f) 1,926 unvested time-based restricted stock units granted 2/15/17; (g) 3,855 unvested performance-based restricted stock units granted 2/15/17; (h) 3,855 unvested performance-based restricted stock units granted 2/15/17; and (i) 2,102 unvested performance-based restricted stock units granted 2/15/17.
- [F3]The shares are held in the Norma Kay Kennedy Living Trust for the benefit of the Reporting Person's mother. The Reporting Person serves as trustee.
Signature
Cynthia L. Hageman, Attorney in Fact|2017-02-22