4//SEC Filing
HEFFERNAN EDWARD J 4
Accession 0001101215-18-000055
CIK 0001101215other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:04 PM ET
Size
14.3 KB
Accession
0001101215-18-000055
Insider Transaction Report
Form 4
HEFFERNAN EDWARD J
EVP, Chief Financial Officer
Transactions
- Sale
Common Stock
2018-02-16$243.06/sh−1,500$364,592→ 263,168 total - Sale
Common Stock
2018-02-16$244.00/sh−3,099$756,153→ 260,069 total - Sale
Common Stock
2018-02-16$244.91/sh−12,001$2,939,165→ 248,068 total - Tax Payment
Common Stock
2018-02-20$246.52/sh−2,553$629,366→ 241,115 total - Tax Payment
Common Stock
2018-02-16$243.50/sh−1,816$442,196→ 264,668 total - Sale
Common Stock
2018-02-16$245.80/sh−4,400$1,081,524→ 243,668 total
Footnotes (6)
- [F1]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.36 to $243.31, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.42 to $244.41, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.44 to $245.42, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.44 to $246.27, inclusive.
- [F6]The total number of securities beneficially owned includes: (a) 182,230 unrestricted shares; (b) 1,708 unvested units from an award of 5,026 time-based restricted stock units granted 2/16/16; (c) 3,041 unvested units from an award of 8,947 performance-based restricted stock units granted 2/16/16; (d) 3,738 unvested units from an award of 5,578 time-based restricted stock units granted 2/15/17; (e) 5,210 unvested units from an award of 7,776 performance-based restricted stock units granted 2/15/17; (f) 11,155 unvested performance-based restricted stock units granted 2/15/17; (g) 4,473 unvested units from an award of 8,946 performance-based restricted stock units granted 2/15/17; (h) 5,912 unvested time-based restricted stock units granted 2/15/18; (i) 11,824 unvested performance-based restricted stock units granted 2/15/18; and (j) 11,824 unvested performance-based restricted stock units granted 2/15/18.
Documents
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeother
Related Parties
1- filerCIK 0001158371
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:04 PM ET
- Size
- 14.3 KB