MINICUCCI ROBERT A 4
4 · ALLIANCE DATA SYSTEMS CORP · Filed Sep 13, 2019
Insider Transaction Report
Form 4
MINICUCCI ROBERT A
Director
Transactions
- Other
Common Stock
2019-09-12−3,452→ 125,190 total
Footnotes (2)
- [F1]3,452 shares of common stock represented by restricted stock units were granted to the reporting person on 7/1/09 as compensation for his service on the Company's board of directors. Per the terms of the grant agreement, the restrictions on 100% of the shares lapsed on 6/28/19. The reporting person transferred the shares to WCAS Management Corp. based on an agreement between the reporting person and WCAS specifying WCAS' right to the shares based on the reporting person's employment by WCAS at the time such grant was made.
- [F2]The total amount of securities beneficially owned includes: (a) 102,723 unrestricted shares; (b) 4,404 unvested restricted stock units granted 6/30/10; (c) 3,246 unvested restricted stock units granted 6/30/11; (d) 2,279 unvested restricted stock units granted 6/29/12; (e) 1,696 unvested restricted stock units granted 7/1/13; (f) 1,228 unvested restricted stock units granted 7/1/14; (g) 1,158 unvested restricted stock units granted 6/29/15; (h) 1,681 unvested restricted stock units granted 6/27/16; (i) 1,477 unvested restricted stock units granted 6/26/17; (j) 1,800 unvested restricted stock units granted 6/25/18; and (k) 3,498 unvested restricted stock units granted 6/24/19.