4//SEC Filing
Chesnut John Jeffrey 4
Accession 0001101215-20-000040
CIK 0001101215other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 6:27 PM ET
Size
9.3 KB
Accession
0001101215-20-000040
Insider Transaction Report
Form 4
Chesnut John Jeffrey
SVP and Treasurer
Transactions
- Award
Common Stock
2020-02-18+4,782→ 15,138.678 total - Award
Common Stock
2020-02-18+1,196→ 10,356.678 total - Tax Payment
Common Stock
2020-02-18$100.85/sh−322$32,474→ 11,950.678 total
Footnotes (5)
- [F1]The new grant is for 1,196 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 394 units on 2/18/21, on 395 units on 2/18/22 and on 407 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates.
- [F2]The new grant is for 4,782 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates.
- [F3]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F4]The total number of securities beneficially owned includes: (a) 4,701.678 unrestricted shares; (b) 155 unvested units from an award of 453 time-based restricted stock units granted 2/15/18; (c) 467 unvested units from an award of 1,377 performance-based restricted stock units granted 2/15/18; (d) 169 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (e) 480 unvested time-based restricted stock units granted 2/15/19; (f) the new grant for 1,196 time-based restricted stock units; and (g) the new grant for 4,782 performance-based restricted stock units.
- [F5]The grant for 2,866 performance-based restricted stock units awarded on 2/15/19 was forfeited due to failure to meet the EBT performance metric for 2019.
Documents
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeother
Related Parties
1- filerCIK 0001804171
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 6:27 PM ET
- Size
- 9.3 KB