Home/Filings/4/0001101215-24-000050
4//SEC Filing

McConnaughey Tammy M 4

Accession 0001101215-24-000050

CIK 0001101215other

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 4:21 PM ET

Size

12.4 KB

Accession

0001101215-24-000050

Insider Transaction Report

Form 4
Period: 2024-02-15
McConnaughey Tammy M
EVP, Operations & Credit Risk
Transactions
  • Award

    Common Stock

    2024-02-15+13,93795,504.055 total
  • Award

    Common Stock

    2024-02-15+20,905116,409.055 total
  • Tax Payment

    Common Stock

    2024-02-15$37.59/sh899$33,793115,510.055 total
  • Award

    Common Stock

    2024-02-16+2,820118,330.055 total
  • Tax Payment

    Common Stock

    2024-02-16$37.34/sh7,862$293,567110,468.055 total
Footnotes (5)
  • [F1]The new grant is for 13,937 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,599 units vesting on each of 2/18/25 and 2/17/26 and 4,739 units vesting on 2/16/27, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.
  • [F2]The new grant is for 20,905 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/16/27 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.
  • [F3]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
  • [F4]Based on an annual return on equity (ROE) performance metric goal for each of 2021, 2022 and 2023, as modified by a relative total stockholder return (rTSR) metric at the conclusion of the three-year period ended December 31, 2023, 130% of the original award of 9,400 performance-based restricted stock units granted 2/16/21 were earned, resulting in an additional 2,820 units, for a total of 12,220 units.
  • [F5]The total number of securities beneficially owned includes: (a) 34,125.055 unrestricted shares; (b) 2,067 unvested units from an award of 6,077 time-based restricted stock units granted 2/15/22; (c) 9,115 unvested performance-based restricted stock units granted 2/15/22; (d) 12,128 unvested time-based restricted stock units granted 3/24/23; (e) 18,191 unvested performance-based restricted stock units granted 3/24/23; (f) the new grant for 13,937 time-based restricted stock units; and (g) the new grant for 20,905 performance-based restricted stock units.

Issuer

BREAD FINANCIAL HOLDINGS, INC.

CIK 0001101215

Entity typeother

Related Parties

1
  • filerCIK 0001801426

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:21 PM ET
Size
12.4 KB