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4//SEC Filing

Cukier Herm 4

Accession 0001103021-20-000028

CIK 0001103021other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 7:25 PM ET

Size

9.3 KB

Accession

0001103021-20-000028

Insider Transaction Report

Form 4
Period: 2020-01-31
Cukier Herm
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2020-01-31+31,25067,631 total
  • Sale

    Common Stock

    2020-02-03$5.16/sh31,850$164,34635,781 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-01-3131,25062,500 total
    Exercise: $0.00Exp: 2022-01-31Common Stock (31,250 underlying)
Footnotes (3)
  • [F1]The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on January 31, 2019, under the Issuer's 2011 Equity Incentive Plan, as amended. The remaining RSUs vest equally on January 31, 2021 and January 31, 2022.
  • [F2]The shares of Common Stock were automatically sold under a pre-planned 10b5-1 trading plan, 11,850 of which were sold to cover the Reporting Person's tax liability upon the vesting of the RSUs.
  • [F3]On February 3, 2019, the Reporting Person sold an aggregate of 31,850 shares of the Issuer's Common Stock at a weighted average price of $5.16 per share. The highest sale price for the Common Stock was $5.24 per share and the lowest sale price was $5.10 per share. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Issuer

BIODELIVERY SCIENCES INTERNATIONAL INC

CIK 0001103021

Entity typeother

Related Parties

1
  • filerCIK 0001739458

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 7:25 PM ET
Size
9.3 KB