Home/Filings/4/0001103021-22-000018
4//SEC Filing

Smith Thomas B 4

Accession 0001103021-22-000018

CIK 0001103021other

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 5:58 PM ET

Size

19.3 KB

Accession

0001103021-22-000018

Insider Transaction Report

Form 4
Period: 2022-01-27
Smith Thomas B
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-01-27+17,36137,315 total
  • Exercise/Conversion

    Common Stock

    2022-01-31+7,54844,863 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-01-297,5487,549 total
    Exercise: $0.00Exp: 2023-01-29Common Stock (7,548 underlying)
  • Award

    Stock Options (right to buy)

    2022-01-27$3.66/sh+259,186$948,621259,186 total
    Exercise: $3.66Exp: 2032-01-26Common Stock (259,186 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-01-2717,36134,722 total
    Exercise: $0.00Exp: 2024-01-27Common Stock (17,361 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-01-317,6670 total
    Exercise: $0.00Exp: 2022-01-31Common Stock (7,667 underlying)
  • Exercise/Conversion

    Common Stock

    2022-01-31+7,66752,530 total
  • Award

    Restricted Stock Units

    2022-01-27+46,44846,448 total
    Exercise: $0.00Exp: 2025-01-27Common Stock (46,448 underlying)
Footnotes (7)
  • [F1]The exercise price of the stock options issued to the Reporting Person is equal to the closing price of the Issuer's common stock on January 27, 2022.
  • [F2]The stock options were issued to the Reporting Person on January 27, 2022, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest in equal portions on: (i) January 27, 2023; (ii) January 27, 2024; and (iii) January 27, 2025.
  • [F3]The Restricted Stock Units ("RSUs") were issued to the Reporting Person on January 27, 2022, pursuant to a grant under the Plan. The award is subject to time-based vesting and will vest in equal portions on: (i) January 27, 2023; (ii) January 27, 2024; and (iii) January 27, 2025.
  • [F4]Upon vesting, each RSU entitles the Reporting Person to one share of the Issuer's common stock.
  • [F5]The shares of common stock were acquired by the Reporting Person as a result of the vesting of RSUs granted to the Reporting Person on January 27, 2021, under the Plan. The remaining RSUs vest in equal portions on: (i) January 27, 2023; and (ii) January 27, 2024.
  • [F6]The shares of common stock were acquired by the Reporting Person as a result of the vesting of RSUs granted to the Reporting Person on January 29, 2020, under the Plan. The remaining RSUs vest on January 29, 2023.
  • [F7]The shares of common stock were acquired by the Reporting Person as a result of the vesting of RSUs granted to the Reporting Person on January 31, 2019, under the Issuer's 2011 Equity Incentive Plan, as amended.

Issuer

BIODELIVERY SCIENCES INTERNATIONAL INC

CIK 0001103021

Entity typeother

Related Parties

1
  • filerCIK 0001748462

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:58 PM ET
Size
19.3 KB