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4//SEC Filing

MCWILLIAMS REX A 4

Accession 0001103184-10-000002

CIK 0001103184other

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 4:06 PM ET

Size

7.5 KB

Accession

0001103184-10-000002

Insider Transaction Report

Form 4
Period: 2010-01-06
Transactions
  • Exercise/Conversion

    Deferred Stock Awards (units)

    2010-01-061,3753,875 total
    Common Stock (1,375 underlying)
  • Exercise/Conversion

    Common Stock

    2010-01-06+1,3754,125 total
Footnotes (2)
  • [F1]Each unit of deferred stock was the economic equivalent of one share of Ulticom, Inc. common stock. The reporting person settled all of his units of the Deferred Stock Awards for shares of Ulticom, Inc. common stock.
  • [F2]The Deferred Stock Award settled on the Settlement Date which was the earlier of the (a) the date on which a Change in Control occurs (to the extent that such Change in Control also constitutes a change in ownership or effective control within the meaning of Treasury Regulations Section 1.409A-3(i)(5) and (b) January 6, 2010. The Deferred Stock Award vested 25% on April 30, 2008, 25% on July 31, 2008, 25% on October 31, 2008 and 25% January 31, 2009.

Issuer

ULTICOM INC

CIK 0001103184

Entity typeother

Related Parties

1
  • filerCIK 0001251732

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 4:06 PM ET
Size
7.5 KB