5//SEC Filing
PASQUALUCCI SANTO P 5
Accession 0001103305-03-000001
CIK 0001027280other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 5:27 PM ET
Size
23.7 KB
Accession
0001103305-03-000001
Insider Transaction Report
Form 5
PASQUALUCCI SANTO P
DirectorPresident and CEO
Transactions
- Award
Common Stock, par value, $0.01 per share
2003-09-30+1,148→ 9,874 total(indirect: See Note (1))
Holdings
- 4,217
Common Stock, par value, $0.01 per share
- 9,000(indirect: By IRA)
Common Stock, par value, $0.01 per share
- 7,272
Stock Option- Right to Buy
Exercise: $13.38From: 2002-01-21Exp: 2007-04-15→ Common Stock (7,272 underlying) - 3,018(indirect: See Note (3))
Common Stock, par value, $0.01 per share
- 7,274
Stock Option- Right to Buy
Exercise: $13.38From: 1998-01-21Exp: 2007-04-15→ Common Stock (7,274 underlying) - 3,231
Common Stock, par value, $0.01 per share
- 946
Stock Option- Right to Buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (946 underlying) - 944
Stock Option- Right to Buy
Exercise: $22.00From: 2004-02-01Exp: 2012-03-19→ Common Stock (944 underlying) - 20,000
Stock Option- Right to Buy
Exercise: $15.00From: 1999-11-18Exp: 2009-11-17→ Common Stock (20,000 underlying)
Footnotes (5)
- [F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Option Plan ("ESOP") as of September 30, 2003. Pursuant to Rule 16a3(f)(1)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities and Exchange Act, as amended.
- [F2]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis beginning on 2/1/03.
- [F3]The reporting person disclaims beneficial ownership of these shares, 6,027 were transferred from 3 UTMA accounts to 3 individual siblings. One sibling is now over 21 years old and her shares are no longer deemed beneficially owned. As a result, 2,009 shares have been eliminated.
- [F4]Reflects options granted to the reporting person under the 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.
- [F5]Reflects stock options granted to the reporting person for performance recognition.
Documents
Issuer
FALMOUTH BANCORP INC
CIK 0001027280
Entity typeother
Related Parties
1- filerCIK 0001103305
Filing Metadata
- Form type
- 5
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 5:27 PM ET
- Size
- 23.7 KB