SPRAGUE STEVEN K 4
4 · WAVE SYSTEMS CORP · Filed Aug 22, 2003
Insider Transaction Report
Form 4
SPRAGUE STEVEN K
DirectorPresident/CEO
Transactions
- Exercise/Conversion
Class A Common Stock
2003-08-06$1.10/sh+56,800$62,480→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.17/sh−23,000$72,910→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.18/sh−11,900$37,842→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.45/sh−13,500$46,575→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.46/sh−32,700$113,142→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.90/sh−600$2,340→ 270,052 total(indirect: FOOTNOTE) - Exercise/Conversion
Class A Common Stock
2003-08-06$1.15/sh+93,200$107,180→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.87/sh−100$387→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$4.01/sh−25,000$100,250→ 270,052 total(indirect: FOOTNOTE) - Exercise of In-Money
Employee Stock Option
2003-08-06−8,467→ 1,519,506 totalExercise: $1.10From: 2000-03-11Exp: 2008-03-11→ Class A Common Stock (8,467 underlying) - Sale
Class A Common Stock
2003-08-06$3.21/sh−1,600$5,136→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.86/sh−8,700$33,582→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.47/sh−17,300$60,031→ 270,052 total(indirect: FOOTNOTE) - Exercise of In-Money
Employee Stock Option
2003-08-06−64,400→ 1,519,506 totalExercise: $1.15From: 2001-02-06Exp: 2008-02-06→ Class A Common Stock (64,400 underlying) - Sale
Class A Common Stock
2003-08-06$3.88/sh−3,500$13,580→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.92/sh−1,000$3,920→ 270,052 total(indirect: FOOTNOTE) - Sale
Class A Common Stock
2003-08-06$3.97/sh−3,200$12,704→ 270,052 total(indirect: FOOTNOTE) - Exercise of In-Money
Employee Stock Option
2003-08-06−48,333→ 1,519,506 totalExercise: $1.10From: 1999-03-11Exp: 2008-03-11→ Class A Common Stock (48,333 underlying) - Sale
Class A Common Stock
2003-08-06$3.98/sh−7,900$31,442→ 270,052 total(indirect: FOOTNOTE) - Exercise of In-Money
Employee Stock Option
2003-08-06−14,400→ 1,519,506 totalExercise: $1.15From: 2000-02-06Exp: 2008-02-06→ Class A Common Stock (14,400 underlying)
Footnotes (1)
- [F1]Class A Common Stock owned following reported transactions: 46,552 shares (D) Directly Owned & 223,500 shares (I) Indirectly Owned through UnderMountain Limited Partnership