Home/Filings/4/0001104659-03-019532
4//SEC Filing

DIACRIN INC /DE/ 4

Accession 0001104659-03-019532

CIK 0000887137operating

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:13 PM ET

Size

17.1 KB

Accession

0001104659-03-019532

Insider Transaction Report

Form 4
Period: 2003-08-21
RUCH JOSHUA
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2003-08-21166,700
  • Disposition to Issuer

    Employee stock option (right to buy)

    2003-08-2120,0000 total
    Exercise: $7.13Exp: 2008-06-15Common Stock (20,000 underlying)
  • Disposition to Issuer

    Employee stock option (right to buy)

    2003-08-216,0000 total
    Exercise: $5.13Exp: 2009-09-13Common Stock (6,000 underlying)
  • Disposition to Issuer

    Common Stock

    2003-08-211,592,887(indirect: By Trust)
  • Disposition to Issuer

    Employee stock option (right to buy)

    2003-08-2110,0000 total
    Exercise: $1.62Exp: 2012-06-17Common Stock (10,000 underlying)
Footnotes (8)
  • [F1]Disposed of pursuant to a merger agreement between the issuer and GenVec, Inc. (the "merger agreement") in exchange for 254,917 shares of GenVec common stock having an aggregate value of $588,858 on the effective date of the merger.
  • [F2]Disposed of pursuant to the merger agreement in exchange for 2,435,842 shares of GenVec common stock having an aggregate value of $5,626,795 on the effective date of the merger.
  • [F3]The reporting person is the Chairman and Chief Executive Officer of Rho Capital Partners, Inc., which exerts voting and investment control over shares owned by Rho Management Trust II ("RMT II"), and, as such, the reporting person may be deemed the beneficial owner of the shares held by RMT II.
  • [F4]This stock option, which is fully vested and immediately exercisable, was assumed by GenVec in connection with the merger and replaced with an option to purchase 30,584 shares of GenVec common stock at an exercise price of $4.66 per share.
  • [F5]This stock option, which provides for vesting in four equal annual installments beginning on September 13, 2000, was assumed by GenVec in connection with the merger and replaced with an option to purchase 9,175 shares of GenVec common stock at an exercise price of $3.36 per share.
  • [F6]This stock option, which provides for vesting in four equal annual installments beginning on June 19, 2001, was assumed by GenVec in connection with the merger and replaced with an option to purchase 9,175 shares of GenVec common stock at an exercise price of $5.15 per share.
  • [F7]This stock option, which provides for vesting in four equal annual installments beginning on June 11, 2002, was assumed by GenVec in connection with the merger and replaced with an option to purchase 9,175 shares of GenVec common stock at an exercise price of $1.31 per share.
  • [F8]This stock option, which provides for vesting in four equal annual installments beginning on June 17, 2003, was assumed by GenVec in connection with the merger and replaced with an option to purchase 15,292 shares of GenVec common stock at an exercise price of $1.06 per share.

Documents

1 file

Issuer

DIACRIN INC /DE/

CIK 0000887137

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000887137

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:13 PM ET
Size
17.1 KB