Home/Filings/4/0001104659-03-019877
4//SEC Filing

UNIFY CORP 4

Accession 0001104659-03-019877

CIK 0000880562operating

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 6:21 PM ET

Size

22.7 KB

Accession

0001104659-03-019877

Insider Transaction Report

Form 4
Period: 2003-08-29
GLENDE DAVID
Vice President
Transactions
  • Other

    Common Stock

    2002-11-30$0.20/sh+3,628$74020,000 total
Holdings
  • Stock Option

    Exercise: $1.19Exp: 2002-08-07Common Stock (0 underlying)
    0
  • Stock Option

    Exercise: $0.12Exp: 2006-01-02Common Stock (60,000 underlying)
    60,000
  • Stock Option

    Exercise: $0.70Exp: 2006-01-26Common Stock (2,382 underlying)
    2,382
  • Stock Option

    Exercise: $6.31Exp: 2009-08-16Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $0.25Exp: 2011-09-26Common Stock (90,000 underlying)
    90,000
  • Stock Option

    Exercise: $0.26Exp: 2011-11-16Common Stock (75,000 underlying)
    75,000
  • Stock Option

    Exercise: $1.03Exp: 2008-03-10Common Stock (3,375 underlying)
    3,375
  • Stock Option

    Exercise: $0.70Exp: 2006-01-26Common Stock (1,192 underlying)
    1,192
  • Stock Option

    Exercise: $1.38Exp: 2008-03-18Common Stock (8,000 underlying)
    8,000
Footnotes (14)
  • [F1]Option granted 1/26/96 (#2708), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 1/2/01 (#3364), pursuant to the 1991 Stock Option Plan and vests as to one twenty-fourth (1/24th) of the Shares at the end of each of the full calendar months commencing with the seventh (7th) full calendar month following the vesting commencement date of November 1, 2000. Option is exercisable to the extent vested.
  • [F11]Option granted 9/26/01 (#3460), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 9/26/2011.
  • [F12]Option granted 11/16/01 (#3507), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 11/16/2011.
  • [F13]Option granted 05/09/02 (#3536), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 05/09/2012.
  • [F14]Non-Plan Option granted 08/19/07 (#3588) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 08/19/2013.
  • [F2]Option granted 1/26/96 (#2789), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 3/18/97 (#2978), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Option granted 8/07/97 (#3085), was cancelled on 8/7/03.
  • [F5]Option granted 3/10/98 (#3155), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F6]Option granted 8/16/99 (#3244), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 8/16/99 (#3245), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 8/16/99 (#3243), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F9]Option granted 4/14/00 (#3322), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000880562

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 6:21 PM ET
Size
22.7 KB