SZE NIEN DAK 4

Accession 0001104659-03-020254

CIK 0001095478other

View on SEC.gov Company Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 12:46 PM ET

Size

29.4 KB

Accession

0001104659-03-020254

Insider Transaction Report

Form 4

Period: 2003-08-07

INTERWAVE COMMUNICATIONS INTERNATIONAL LTDIWAV

SZE NIEN DAK

Director

Transactions

Award
Stock Options
2001-05-17$9.00/sh+5,000$45,000→ 2,083 total
Exercise: $9.00From: 2002-05-17Exp: 2011-05-17→ Stock Options (5,000 underlying)
Award
Stock Options
2001-01-06$8.60/sh+1,000$8,600→ 1,000 total
Exercise: $8.60From: 2002-01-06Exp: 2011-12-06→ Stock Options (1,000 underlying)
Award
Nonqualified Stock Options
2003-08-07$1.90/sh+263$500→ 263 total
Exercise: $1.90From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (263 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.00/sh+250$500→ 250 total
Exercise: $2.00From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (250 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.77/sh+361$1,000→ 361 total
Exercise: $2.77From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (361 underlying)
Award
Nonqualified Stock Options
2002-12-09$3.10/sh+1,000$3,100→ 166 total
Exercise: $3.10From: 2003-01-09Exp: 2012-12-09→ Nonqualified Stock Options (1,000 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.60/sh+384$998→ 384 total
Exercise: $2.60From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (384 underlying)
Award
Common Stock Warrants
1999-03-29$7.00/sh+1,250$8,750→ 1,250 total(indirect: Owned by Sze Fmily Investment Limited)
Exercise: $7.00From: 1999-03-19Exp: 2004-03-29→ Common Stock Warrants (1,250 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.68/sh+374$1,002→ 374 total
Exercise: $2.68From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (374 underlying)
Award
Nonqualified Stock Options
2003-08-07$1.70/sh+2,059$3,500→ 2,059 total
Exercise: $1.70From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (2,059 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.63/sh+760$1,999→ 760 total
Exercise: $2.63From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (760 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.10/sh+953$2,001→ 953 total
Exercise: $2.10From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (953 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.24/sh+223$500→ 223 total
Exercise: $2.24From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (223 underlying)
Award
Nonqualified Stock Options
2003-08-07$2.71/sh+923$2,501→ 923 total
Exercise: $2.71From: 2003-08-07Exp: 2013-08-07→ Nonqualified Stock Options (923 underlying)

Holdings

Common Stock
(indirect: Owned by Sze Family Investment Limited)
6,416

Footnotes (5)

[F1]The reporting person disclaims beneficial ownership of these securities.
[F2]Stock options with one fourth vested after one year, one forty-eighth vested each month for three years, fully vested in four years, and 10 year expiration.
[F3]Vested stock options beneficially owned as of December 9, 2002.
[F4]Stock option that vests one-twelfth per month and is fully vested after one year.
[F5]Stock options that is fully vested at the grant date, and 10 year expiration.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

INTERWAVE COMMUNICATIONS INTERNATIONAL LTD

CIK 0001095478

→

Entity typeother

Related Parties

filerCIK 0001222622

Filing Metadata

Form type: 4
Filed: Sep 8, 8:00 PM ET
Accepted: Sep 9, 12:46 PM ET
Size: 29.4 KB

View on SEC.gov