COHN JAY N MD 4/A

Accession 0001104659-03-020485

CIK 0001058828other

View on SEC.gov Company Profile

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 2:07 PM ET

Size

44.1 KB

Accession

0001104659-03-020485

Insider Transaction Report

Form 4/AAmended

Period: 2003-08-28

HYPERTENSION DIAGNOSTICS INC /MNHDII

COHN JAY N MD

Director

Transactions

Purchase
Series A Preferred Stock Warrant (right to buy)
2003-08-28+30,720→ 0 total
Exercise: $2.64Exp: 2005-02-28→ Series A Preferred Stock (30,720 underlying)
Purchase
Series A Preferred Stock Warrant (right to buy)
2003-08-28+26,880→ 0 total
Exercise: $3.60Exp: 2008-08-28→ Series A Preferred Stock (26,880 underlying)
Purchase
Common stock
2003-08-28+610,676→ 702,350 total
Purchase
Series A Preferred Stock Warrant (right to buy)
2003-08-28+38,400→ 0 total
Exercise: $2.04Exp: 2004-05-28→ Series A Preferred Stock (38,400 underlying)
Purchase
Series A Preferred Stock
2003-08-28+38,400→ 460,800 total
Exercise: $0.14→ Common Stock (38,400 underlying)
Purchase
Common Stock Warrant (right to buy)
2003-08-28+610,676→ 0 total
Exercise: $0.17Exp: 2004-05-28→ Common Stock (610,676 underlying)
Purchase
Common Stock Warrant (right to buy)
2003-08-28+488,542→ 0 total
Exercise: $0.22Exp: 2005-02-28→ Common Stock (488,542 underlying)
Purchase
Common Stock Warrant (right to buy)
2003-08-28+427,474→ 0 total
Exercise: $0.30Exp: 2008-08-28→ Common Stock (427,474 underlying)

Holdings

Common Stock
(indirect: By Spouse)
12,500
Options (right to buy)
Exercise: $0.00→ Common Stock (3,000 underlying)
3,000
Options (right to buy)
Exercise: $0.00→ Common Stock (352,211 underlying)
352,211
Options (right to buy)
Exercise: $0.00→ Common Stock (100,000 underlying)
100,000
Options (right to buy)
Exercise: $0.00→ Common Stock (5,000 underlying)
5,000

Footnotes (8)

[F1]The reported securities are included w/in 38,400 Units purchased by reporting person for $3.9064/Unit. Ea. Unit consists of 1 share of Co.'s Series A Convertible Pref. Stock, 15.903 shares of common & 6 warrants:(a)1 9-mo. pref. stock ("PS") purchase warrant permits holder ("H") to buy 1 share of Series A Pref. at exercise price of $2.04/share;(b)1 9-mo. common stock ("CS") purchase warrant permits H to buy up to the # of shares of CS initially included in the Unit at exercise price $0.17/share;(c) 1 18-mo. PS purchase warrant permitting H to buy 80% of 1 share of Series A Pref. at exercise price $2.64/share;(d)1 18-mo. CS purchase warrant permits H to buy up to 80% of the # of shares of CS initially included in the Unit at exercise price $0.22/share; (e)1 60-mo. PS purchase warrant permits H to buy 70% of 1 share of the Series A Pref. at exercise price $3.60/share & (f) 1 60-mo. CS purchase warrant permits H to buy up to 70% of the # of CS initially incl. in Unit at $0.30/share.
[F2]These warrants are exercisable if and only at such time as the holders of voting securities of the Company approve of an amendment to the Company's Articles of Incorporation to increase the number of shares of common stock authorized (the "Proposal").
[F3]Subject to adjustment as provided in the Certificate of Designation, Preferences and Rights of Series A Convertible Preferred Stock.
[F4]Immediately.
[F5]In the event the Proposal is not approved, the warrant shall be exercisable for such number of shares of Series A Preferred Stock equal to the number of shares of Common Stock for which the warrant is currently exercisable, divided by 12.
[F6]Not applicable.
[F7]Previously reported.
[F8]Options are subject to restrictions on exercisability as set forth in that certain Reservation Agreement between issuer and certain option holders including Reporting Person, dated as of August 4, 2003.

Documents

2 files

Issuer

HYPERTENSION DIAGNOSTICS INC /MN

CIK 0001058828

→

Entity typeother

Related Parties

filerCIK 0001096058

Filing Metadata

Form type: 4/A
Filed: Sep 10, 8:00 PM ET
Accepted: Sep 11, 2:07 PM ET
Size: 44.1 KB

View on SEC.gov