THERIAULT DAN M 4
4 · FIRST INVESTORS FINANCIAL SERVICES GROUP INC · Filed Sep 12, 2003
Insider Transaction Report
Form 4
THERIAULT DAN M
Director
Transactions
- Award
Stock Option
2003-07-15$3.98/sh+20,000$79,600→ 20,000 totalExercise: $3.98Exp: 2013-07-15→ Common Stock (20,000 underlying)
Holdings
- 202,800(indirect: See Footnote)
Common Stock
- 28,100(indirect: See Footnote)
Common Stock
- 50,000
Common Stock
Footnotes (3)
- [F1]Represents shares owned by Palladium Partners LP. Mr. Theriault has a controlling interest in a general partner of Palladium Partners LP and serves as the portfolio manager of the managing general partner of Palladium Partners LP. He disclaims beneficial and pecuniary interest in a percentage of the shares not represented by his limited partnership interest which changes from time to time.
- [F2]Represents shared owned by Palladium Offshore, Ltd. Mr. Theriault is a non-controlling shareholder in Palladium Offshore, Ltd. and serves as a portfolio manager for the investment advisor to Palladium Offshore, Ltd. Mr. Theriault disclaims a pecuniary interest in these shares and disclaims beneficial ownership of the shares not represented by his ownership percentage in Palladium Offshore Ltd.
- [F3]Stock Options are exercisable in equal annual increments over three years from issuance