4//SEC Filing
SUN CAPITAL ADVISORS III LP 4
Accession 0001104659-03-024615
CIK 0000812446other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:42 PM ET
Size
16.6 KB
Accession
0001104659-03-024615
Insider Transaction Report
Form 4
SUN CAPITAL PARTNERS III QP LP
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying) - Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes)
SUN ONE PRICE LLC
10% Owner
Transactions
- Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying)
KROUSE RODGER R
Director10% Owner
Transactions
- Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying) - Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes)
SUN CAPITAL PARTNERS III LP
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying) - Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes)
LEDER MARC J
Director10% Owner
Transactions
- Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying)
SUN CAPITAL PARTNERS III LLC
10% Owner
Transactions
- Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying)
SUN CAPITAL ADVISORS III LP
10% Owner
Transactions
- Conversion
Common Stock
2003-10-14+11,719,227→ 16,733,386 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2003-10-14−97.95→ 0 total(indirect: See Footnotes)→ Common Stock (11,719,227 underlying)
Footnotes (3)
- [F1]Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse") each currently serve as a director of the Issuer. In addition, Leder and Krouse each own 50% of the membership interests in Sun Capital Partners III, LLC ("Sun Partners III LLC"), which in turn is the general and managing partner of Sun Capital Advisors III, LP ("Sun Advisors III"), which in turn is the general partner of Sun Capital Partners III, LP ("Sun Partners III LP") and Sun Capital Partners III QP, LP ("Sun Partners III QP LP"). Together, Sun Partners III LP and Sun Partners III QP LP own all of the membership interests in Sun One Price, LLC ("Sun One Price"). As a result, Leder, Krouse, Sun Partners III LLC, Sun Advisors III, Sun Partners III LP and Sun Partners III QP LP may be deemed to have indirect beneficial ownership of the 97.95 shares of Series A Preferred Stock and the Common Stock obtained as a result of the conversion.
- [F2]Leder, Krouse, Sun Partners III LLC, Sun Advisors III, Sun Partners III LP and Sun Partners III QP LP each expressly disclaims beneficial ownership of any shares of Common Stock in which they do not have a pecuniary interest.
- [F3]Each share of Series A Preferred Stock was automatically converted into 119,645 fully-paid and nonassesable shares of Common Stock immediately upon the effectiveness of an amendment to the Issuer's Articles of Incorporation which had the effect of increasing the number of shares of Common Stock that the Issuer is authorized to issue to a number sufficient to provide for the issuance of shares of Common Stock upon conversion of all of the then outstanding shares of Series A Preferred Stock. Such amendment was effective on October 14, 2003.
Documents
Issuer
ONE PRICE CLOTHING STORES INC
CIK 0000812446
Entity typeother
Related Parties
1- filerCIK 0001249709
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 3:42 PM ET
- Size
- 16.6 KB