4//SEC Filing
AUCOUTURIER BENOIT 4
Accession 0001104659-03-027058
CIK 0000918580other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:04 PM ET
Size
10.5 KB
Accession
0001104659-03-027058
Insider Transaction Report
Form 4
AUCOUTURIER BENOIT
Director
Transactions
- Award
Option/Right to Buy
2003-10-14$5.88/sh+1,500$8,820→ 0 totalExercise: $5.88From: 2004-04-15Exp: 2013-10-14→ Common Stock (1,500 underlying)
Holdings
- 26
Warrant/Right to Buy
Exercise: $0.01→ Common Stock (26 underlying) - 16,973(indirect: See footnote)
Warrant/Right to Buy
Exercise: $0.01→ Common Stock (16,973 underlying) - 2,000
Option/Right to Buy
Exercise: $3.69Exp: 2012-10-14→ Common Stock (6,000 underlying)
Footnotes (4)
- [F1]On October 14, 2003, Paul-Son Gaming Corporation (the "Company") granted Mr. Aucouturier options to purchase 1,500 shares of the Company's common stock at $5.88 per share, pursuant to the Company's 1994 Directors' Stock Option Plan (the "Plan"). The grant was exempt under Rule 16b-3. The option was fully vested upon the date of the grant, but is not exercisable until April 15, 2004.
- [F2]As previously reported, on October 14, 2002, the Company granted Mr. Aucouturier options to purchase 6,000 shares of the Company's common stock pursuant to the Plan. The grant was exempt under Rule 16b-3. The options vest in equal installments over a three-year period with the first one-third installment vesting on October 14, 2003.
- [F3]As previously reported, on September 12, 2003, the Company issued Mr. Aucouturier warrants to purchase 26 shares of the Company's common stock pursuant to the terms and conditions of an Agreement and Plan of Exchange between the Company and Etablissements Bourgogne et Grasset SA (the "Exchange Agreement"). The warrants were issued to provide antidilution protection against options and similar rights granted by the Company prior to closing of the Exchange Agreement, with such warrants to being exercisable only upon conversion, exercise or exchange for shares of the Company's common stock. The warrants will expire 30 days after the Company notifies Mr. Aucouturier that the last of the options or similar rights have expired.
- [F4]As previously reported, on September 12, 2003, the Company issued Compagnie d'Arbitrage Financier et Foncier warrants to purchase 16,973 shares of the Company's common stock pursuant to the terms and conditions of the Exchange Agreement. The warrants were issued to provide antidilution protection against options and similar rights granted by the Company prior to closing of the Exchange Agreement, with such warrants to being exercisable only upon conversion, exercise or exchange for shares of the Company's common stock. The warrants will expire 30 days after the Company notifies Compagnie d'Arbitrage Financier et Fonciere S.A. that the last of the options or similar rights have expired.
Documents
Issuer
PAUL SON GAMING CORP
CIK 0000918580
Entity typeother
Related Parties
1- filerCIK 0001187900
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:04 PM ET
- Size
- 10.5 KB