VERARDI FRANK 4
4 · UNIFY CORP · Filed Dec 3, 2003
Insider Transaction Report
Form 4
UNIFY CORPUNFY
VERARDI FRANK
General Manager, DDP
Transactions
- Other
Common Stock
2003-12-01$0.31/sh+12,321$3,820→ 132,113 total
Holdings
- 10,000
Stock Option
Exercise: $1.78Exp: 2007-02-07→ Common Stock (10,000 underlying) - 40,000
Stock Option
Exercise: $0.25Exp: 2011-09-26→ Common Stock (40,000 underlying) - 50,000
Stock Option
Exercise: $0.26Exp: 2011-11-16→ Common Stock (50,000 underlying) - 75,000
Stock Option
Exercise: $0.55Exp: 2012-05-09→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Option granted 2/7/97 (#2954), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F2]Option granted 8/3/99 (#3240), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F3]Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F4]Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F5]Option granted 05/0902 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.