Home/Filings/4/0001104659-04-000531
4//SEC Filing

ISONICS CORP 4

Accession 0001104659-04-000531

CIK 0001023966operating

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 5:16 PM ET

Size

14.3 KB

Accession

0001104659-04-000531

Insider Transaction Report

Form 4
Period: 2004-01-07
BURDEN STEPHEN J
VP, Semiconductor Materials
Transactions
  • Award

    Common Stock

    2004-01-07$1.19/sh+30,000$35,700131,165 total
Holdings
  • Common Stock

    101,165
  • Stock Options F3,

    Exercise: $0.90From: 2003-04-04Exp: 2013-04-04Common Stock (40,000 underlying)
    40,000
  • Stock Options F3,

    Exercise: $1.13From: 2002-03-28Exp: 2007-03-28Common Stock (9,000 underlying)
    9,000
  • Stock Options

    Exercise: $1.44From: 1999-04-26Exp: 2004-04-26Common Stock (21,458 underlying)
    21,458
  • Stock Options F3,

    Exercise: $1.20From: 2003-12-16Exp: 2013-12-16Common Stock (50,000 underlying)
    50,000
  • Stock Options

    Exercise: $1.10From: 1999-01-04Exp: 2004-01-04Common Stock (100,000 underlying)
    100,000
  • Stock Options

    Exercise: $1.70From: 1997-02-01Exp: 2007-02-01Common Stock (71,429 underlying)
    71,429
  • Stock Options F3,

    Exercise: $1.06From: 2001-11-13Exp: 2011-11-13Common Stock (100,000 underlying)
    100,000
Footnotes (8)
  • [F1]A grant of 71,429 incentive stock options, such as options vesting on the following schedule: 20% of total options vesting on January 1, 1998; and an additional 5% of total options vesting after each successive three-month period of employment from January 2, 1998 through January 1, 2002.
  • [F2]A grant of 100,000 incentive stock options, such options vesting at a rate of 20,000 shares immediately on the grant date, and thereafter at 5,000 shares oer fiscal quarter.
  • [F3]This transaction is exempt from Section 16 pursuant to Rule 16b-3(d).
  • [F4]20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004, and 2005. The grant of options was subject to acceptance by the reporting person. The resporting person accepted the options on December 14, 2001.
  • [F5]Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received.
  • [F6]Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on April 7, 2003.
  • [F7]Options granted by resolution of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on December 16, 2003.
  • [F8]Shares granted by resolution of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the shares is subject to acceptance by the reporting person, which acceptance was received on January 7, 2004.

Documents

1 file

Issuer

ISONICS CORP

CIK 0001023966

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001023966

Filing Metadata

Form type
4
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 5:16 PM ET
Size
14.3 KB