Home/Filings/4/0001104659-04-005034
4//SEC Filing

NASDAQ STOCK MARKET INC 4

Accession 0001104659-04-005034

$NDAQCIK 0001120193operating

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 6:50 PM ET

Size

8.2 KB

Accession

0001104659-04-005034

Insider Transaction Report

Form 4
Period: 2004-02-14
WARREN DAVID P
Executive Vice President
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share ("Common Stock")

    2004-02-14$9.15/sh1,031$9,43413,577 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $10.25Exp: 2011-10-04Common Stock (44,300 underlying)
    44,300
  • Employee Stock Option (Right to Buy)

    Exercise: $13.00Exp: 2011-02-14Common Stock (69,700 underlying)
    69,700
Footnotes (3)
  • [F1]Represents remaining shares of restricted stock granted under The Nasdaq Stock Market, Inc. Equity Incentive Plan, of which 7,217 shares have vested.
  • [F2]Option exercisable as to 14,619 shares on December 31, 2001, as to an additional 7,531 shares on August 14, 2002, as to an additional 7,088 shares on February 14, 2003 and as to an additional 7,531 shares on each of August 14, 2003 and February 14, 2004.
  • [F3]Option exercisable as to 23,001 shares on December 31, 2001, as to an additional 11,849 shares on August 14, 2002, as to an additional 11,152 shares on February 14, 2003 and as to an additional 11,849 shares on each of August 14, 2003 and February 14, 2004.

Documents

1 file

Issuer

NASDAQ STOCK MARKET INC

CIK 0001120193

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001120193

Filing Metadata

Form type
4
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 6:50 PM ET
Size
8.2 KB