4//SEC Filing
BUHLER FRITZ R 4
Accession 0001104659-04-005038
CIK 0001131517other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 6:56 PM ET
Size
50.2 KB
Accession
0001104659-04-005038
Insider Transaction Report
Form 4
CORGENTECH INCCGTK
BUHLER FRITZ R
Director
Transactions
- Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−11,417→ 0 total(indirect: By Bear Stearns Health Innoventures Employee Fund, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (11,417 underlying) - Conversion
Series C Preferred Stock
2004-02-18−169,993→ 0 total(indirect: By Bear Stearns Health Innoventures Employee Fund, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (169,993 underlying) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+69,942→ 0 total(indirect: By BX, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (69,942 underlying) - Conversion
Common Stock
2004-02-18+215,587→ 215,587 total(indirect: By Bear Stearns Health Innoventures Offshore, L.P.) - Conversion
Common Stock
2004-02-18+169,993→ 169,993 total(indirect: By Bear Stearns Health Innoventures Employee Fund, L.P.) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−14,479→ 0 total(indirect: By Bear Stearns Health Innoventures Offshore, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (14,479 underlying) - Conversion
Series C Preferred Stock
2004-02-18−215,587→ 0 total(indirect: By Bear Stearns Health Innoventures Offshore, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (215,587 underlying) - Conversion
Series C Preferred Stock
2004-02-18−1,041,364→ 0 total(indirect: By BX, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (1,041,364 underlying) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+8,180→ 0 total(indirect: By BSHI Members, L.L.C.)Exercise: $0.00From: 2004-02-11→ Common Stock (8,180 underlying) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−17,600→ 0 total(indirect: By Bear Stearns Health Innoventures, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (17,600 underlying) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−69,942→ 0 total(indirect: By BX, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (69,942 underlying) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−8,180→ 0 total(indirect: By BSHI Members, L.L.C.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (8,180 underlying) - Conversion
Series C Preferred Stock
2004-02-18−262,061→ 0 total(indirect: By Bear Stearns Health Innoventures, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (262,061 underlying) - Conversion
Common Stock
2004-02-18+262,061→ 262,061 total(indirect: By Bear Stearns Health Innoventures, L.P.) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+17,600→ 0 total(indirect: By Bear Stearns Health Innoventures, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (17,600 underlying) - Conversion
Common Stock
2004-02-18+1,041,364→ 1,041,364 total(indirect: By BX, L.P.) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+11,417→ 0 total(indirect: By Bear Stearns Health Innoventures Employee Fund, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (11,417 underlying) - Conversion
Common Stock
2004-02-18+121,799→ 121,799 total(indirect: By BSHI Members, L.L.C.) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+14,479→ 0 total(indirect: By Bear Stearns Health Innoventures Offshore, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (14,479 underlying) - Conversion
Series C Preferred Stock
2004-02-18−121,799→ 0 total(indirect: By BSHI Members, L.L.C.)Exercise: $0.00From: 2004-02-11→ Common Stock (121,799 underlying)
Footnotes (6)
- [F1]The shares are owned by BX, L.P. ("BX"). The general partner of BX is Bear Stearns Health Innoventures Management, LLC ("BSHIM"). The Reporting Person is a member of BSHIM. He disclaims beneficial ownership of the shares held by BX, except to the extent of his pecuniary interest therein.
- [F2]The shares owned by Bear Stearns Health Innoventures, L.P. ("BSHI"). The general partner of BSHI is BSHIM. The Reporting Person is a member of BSHIM. He disclaims beneficial ownership of the shares held by BSHI, except to the extent of his pecuniary interest therein.
- [F3]The shares owned by Bear Stearns Health Innoventures Offshore, L.P. ("BSHIO"). The general partner of BSHIO is BSHIM. The Reporting Person is a member of BSHIM. He disclaims beneficial ownership of the shares held by BSHIO, except to the extent of his pecuniary interest therein.
- [F4]The shares owned by Bear Stearns Health Innoventures Employee Fund, L.P. ("BSHIEF"). The general partner of BSHIEF is BSHIM. The Reporting Person is a member of BSHIM. He disclaims beneficial ownership of the shares held by BSHIEF, except to the extent of his pecuniary interest therein.
- [F5]The shares owned by BSHI Members, L.L.C. ("BSHI Members"). The general partner of BSHI Members is BSHIM. The Reporting Person is a member of BSHIM. He disclaims beneficial ownership of the shares held by BSHI Members, except to the extent of his pecuniary interest therein.
- [F6]The Issuer's preferred stock automatically converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering.
Documents
Issuer
CORGENTECH INC
CIK 0001131517
Entity typeother
Related Parties
1- filerCIK 0001278268
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 6:56 PM ET
- Size
- 50.2 KB