4//SEC Filing
SWEENEY MICHAEL B 4
Accession 0001104659-04-005039
CIK 0001131517other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 6:56 PM ET
Size
38.6 KB
Accession
0001104659-04-005039
Insider Transaction Report
Form 4
CORGENTECH INCCGTK
SWEENEY MICHAEL B
Director
Transactions
- Conversion
Series C Preferred Stock
2004-02-18−1,143,950→ 0 total(indirect: By InterWest Partners VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (1,143,950 underlying) - Conversion
Series C Preferred Stock
2004-02-18−32,726→ 0 total(indirect: By InterWest Investors Q VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (32,726 underlying) - Conversion
Series C Preferred Stock
2004-02-18−9,129→ 0 total(indirect: By InterWest Investors VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (9,129 underlying) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−166,214→ 0 total(indirect: By InterWest Partners VIII, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (166,214 underlying) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+4,754→ 0 total(indirect: By InterWest Investors Q VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (4,754 underlying) - Conversion
Series B Preferred Stock
2004-02-18−1,205,000→ 0 total(indirect: By InterWest Partners VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (1,205,000 underlying) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−1,326→ 0 total(indirect: By InterWest Investors VIII, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (1,326 underlying) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+1,326→ 0 total(indirect: By InterWest Investors VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (1,326 underlying) - Exercise of In-Money
Series C Preferred Stock
2004-02-18+166,214→ 0 total(indirect: By InterWest Partners VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (166,214 underlying) - Conversion
Series B Preferred Stock
2004-02-18−34,500→ 0 total(indirect: By InterWest Investors Q VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (34,500 underlying) - Conversion
Common Stock
2004-02-18+19,629→ 19,629 total(indirect: By InterWest Investors VIII, L.P.) - Conversion
Series B Preferred Stock
2004-02-18−10,500→ 0 total(indirect: By InterWest Investors VIII, L.P.)Exercise: $0.00From: 2004-02-11→ Common Stock (10,500 underlying) - Conversion
Common Stock
2004-02-18+2,348,950→ 2,348,950 total(indirect: By InterWest Partners VIII, L.P.) - Conversion
Common Stock
2004-02-18+67,226→ 67,226 total(indirect: By InterWest Investors Q VIII, L.P.) - Exercise of In-Money
Series C Preferred Stock Warrant (right to buy)
2004-02-18−4,754→ 0 total(indirect: By InterWest Investors Q VIII, L.P.)Exercise: $7.40From: 2004-02-11Exp: 2004-02-18→ Series C Preferred Stock (4,754 underlying)
Footnotes (4)
- [F1]The shares owned by InterWest Partners VIII, L.P. (IP8). The general partner of IP8 is InterWest Management Partners VIII, LLC (IMP8). The Reporting Person is a managing director of IMP8. He disclaims beneficial ownership of the shares held by IP8, except to the extent of his pecuniary interest therein.
- [F2]The shares are owned by InterWest Investors VIII, L.P. (II8). The general partner of II8 is IMP8. The Reporting Person is a managing director of IMP8. He disclaims beneficial ownership of the shares held by II8, except to the extent of his pecuniary interest therein.
- [F3]The shares are owned by InterWest Investors Q VIII, L.P. (IIQ8). The general partner of IIQ8 is IMP8. The Reporting Person is a managing director of IMP8. He disclaims beneficial ownership of the shares held by IIQ8, except to the extent of his pecuniary interest therein.
- [F4]The Issuer's preferred stock automatically converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering.
Documents
Issuer
CORGENTECH INC
CIK 0001131517
Entity typeother
Related Parties
1- filerCIK 0001278091
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 6:56 PM ET
- Size
- 38.6 KB