4//SEC Filing
ARTAL SERVICES N V 4
Accession 0001104659-04-009816
CIK 0001062216other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 2:18 PM ET
Size
56.2 KB
Accession
0001104659-04-009816
Insider Transaction Report
Form 4
ARTAL GROUP S A
10% Owner
Transactions
- Conversion
Series C Convertible Preferred Stock
2004-04-08−1,120,000→ 0 total(indirect: See Footnote)→ Common Stock (398,608 underlying) - Conversion
Series D Convertible Preferred Stock
2004-04-08−465,117→ 0 total(indirect: See Footnote)→ Common Stock (155,023.5 underlying) - Conversion
Common Stock
2004-04-08+553,631.5→ 553,631 total(indirect: See Footnote)
WESTEND SA
10% Owner
Transactions
- Conversion
Series C Convertible Preferred Stock
2004-04-08−1,120,000→ 0 total(indirect: See Footnote)→ Common Stock (398,608 underlying) - Conversion
Common Stock
2004-04-08+553,631.5→ 553,631 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2004-04-08−465,117→ 0 total(indirect: See Footnote)→ Common Stock (155,023.5 underlying)
ARTAL SERVICES N V
10% Owner
Transactions
- Conversion
Common Stock
2004-04-08+553,631.5→ 553,631 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2004-04-08−465,117→ 0 total(indirect: See Footnote)→ Common Stock (155,023.5 underlying) - Conversion
Series C Convertible Preferred Stock
2004-04-08−1,120,000→ 0 total(indirect: See Footnote)→ Common Stock (398,608 underlying)
ARTAL INTERNATIONAL SCA
10% Owner
Transactions
- Conversion
Common Stock
2004-04-08+553,631.5→ 553,631 total(indirect: See Footnote) - Conversion
Series C Convertible Preferred Stock
2004-04-08−1,120,000→ 0 total(indirect: See Footnote)→ Common Stock (398,608 underlying) - Conversion
Series D Convertible Preferred Stock
2004-04-08−465,117→ 0 total(indirect: See Footnote)→ Common Stock (155,023.5 underlying)
Footnotes (4)
- [F1]The reported securities are held of record by Artal Services N.V. Artal Services N.V. is a subsidiary of Artal International S.A., which is a subsidiary of Artal Group S.A., which is a subsidiary of Westend S.A. Consequently, Westend S.A., Artal Group S.A. and Artal International S.A. may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be beneficial owners of the reported securities.
- [F2]Each share of Series C Convertible Preferred Stock is convertible into .3559 shares of Common Stock.
- [F3]The Series C and Series D Convertible Preferred Stock are exercisable immediately and have no expiration date. These shares automatically converted into Common Stock, upon the close of the Issuer's initial public offering.
- [F4]Each share of Series D Convertible Preferred Stock is convertible into .3333 shares of Common Stock.
Documents
Issuer
MEMORY PHARMACEUTICALS CORP
CIK 0001062216
Entity typeother
Related Parties
1- filerCIK 0001259382
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 2:18 PM ET
- Size
- 56.2 KB