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5//SEC Filing

VAN DEN BERG NORRIS 5

Accession 0001104659-04-010168

CIK 0001072978other

View on SEC.gov Company Profile

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 7:17 PM ET

Size

16.7 KB

Accession

0001104659-04-010168

Insider Transaction Report

Form 5

Period: 2004-03-31

NEON SYSTEMS INCNEON

VAN DEN BERG NORRIS

Director

Transactions

Purchase
Neon Systems, Inc. Common Stock
2003-12-18$3.15/sh+3,125$9,844→ 98,785 total
Other
Neon Systems, Inc. Common Stock
2003-12-22−15,625→ 7,500 total
Exercise: $8.20From: 2005-03-26Exp: 2012-03-26→ Neon Systems, Inc. Common Stock (15,625 underlying)
Conversion
Neon Systems, Inc. Common Stock
2003-12-18−3,125→ 54,375 total
Exercise: $2.49From: 2005-02-04Exp: 2013-02-04→ Neon Systems, Inc. Common Stock (3,125 underlying)
Other
Neon Systems, Inc. Common Stock
2003-09-22−9,375→ 45,000 total
Exercise: $2.49From: 2003-02-04Exp: 2013-02-04→ Neon Systems, Inc. Common Stock (9,375 underlying)
Other
Neon Systems, Inc. Common Stock
2003-09-22−12,875→ 23,125 total
Exercise: $8.20From: 2005-03-26Exp: 2012-03-26→ Neon Systems, Inc. Common Stock (21,875 underlying)
Other
Neon Systems, Inc. Common Stock
2003-12-22−7,500→ 0 total
Exercise: $10.25From: 2003-07-25Exp: 2010-07-25→ Neon Systems, Inc. Common Stock (7,500 underlying)

Footnotes (2)

[F1]Cancellation of non-vested options due to termination of BOD position
[F2]Cancellation of vested options due to termination of BOD position

Documents

1 file

5
a5.xmlPrimary
5

Issuer

NEON SYSTEMS INC

CIK 0001072978

Entity typeother

Related Parties

1

filerCIK 0001074283

Filing Metadata

Form type: 5
Filed: Apr 13, 8:00 PM ET
Accepted: Apr 14, 7:17 PM ET
Size: 16.7 KB

View on SEC.gov