4//SEC Filing
DUNLAP DAVID L 4
Accession 0001104659-04-010256
CIK 0001025134other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 3:38 PM ET
Size
19.4 KB
Accession
0001104659-04-010256
Insider Transaction Report
Form 4
INTRAWARE INCITRA
DUNLAP DAVID L
EVP Sales & Marketing
Transactions
- Exercise/Conversion
Common Stock
2004-04-12$1.16/sh+7,496$8,695→ 7,496 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−12,504→ 87,500 totalExercise: $0.77From: 2003-02-06Exp: 2012-08-06→ Common Stock (100,004 underlying) - Sale
Common Stock
2004-04-12$1.80/sh−20,000$36,022→ 0 total - Sale
Common Stock
2004-04-12$1.80/sh−7,496$13,501→ 0 total - Exercise/Conversion
Common Stock
2004-04-12$0.77/sh+12,504$9,628→ 12,504 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−20,000→ 0 totalExercise: $1.00From: 1999-03-23Exp: 2008-09-23→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2004-04-12$1.00/sh+20,000$20,000→ 20,000 total - Sale
Common Stock
2004-04-12$1.80/sh−12,504$22,521→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−7,496→ 195,592 totalExercise: $1.16From: 2004-02-27Exp: 2013-08-27→ Common Stock (203,088 underlying)
Footnotes (3)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan as described in a press release issued by Intraware, Inc. on February 20, 2004.
- [F2]Indicates the six-month anniversary of the grant date, which is the first date shares were exercisable. The option vests as to 1/8th on the six-month anniversary of the grant date and as to 1/48th each month thereafter.
- [F3]None. The option was granted as an incentive to the employee. The exercise price of the option is set forth in column 2 of the table.
Documents
Issuer
INTRAWARE INC
CIK 0001025134
Entity typeother
Related Parties
1- filerCIK 0001233104
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 3:38 PM ET
- Size
- 19.4 KB