DUNLAP DAVID L 4

4 · INTRAWARE INC · Filed Apr 15, 2004

Form 4

Period: 2004-04-12

EVP Sales & Marketing

Transactions

Exercise/Conversion
Common Stock
2004-04-12$1.16/sh+7,496$8,695→ 7,496 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−12,504→ 87,500 total
Exercise: $0.77From: 2003-02-06Exp: 2012-08-06→ Common Stock (100,004 underlying)
Sale
Common Stock
2004-04-12$1.80/sh−20,000$36,022→ 0 total
Sale
Common Stock
2004-04-12$1.80/sh−7,496$13,501→ 0 total
Exercise/Conversion
Common Stock
2004-04-12$0.77/sh+12,504$9,628→ 12,504 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−20,000→ 0 total
Exercise: $1.00From: 1999-03-23Exp: 2008-09-23→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2004-04-12$1.00/sh+20,000$20,000→ 20,000 total
Sale
Common Stock
2004-04-12$1.80/sh−12,504$22,521→ 0 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-12−7,496→ 195,592 total
Exercise: $1.16From: 2004-02-27Exp: 2013-08-27→ Common Stock (203,088 underlying)

Footnotes (3)

[F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan as described in a press release issued by Intraware, Inc. on February 20, 2004.
[F2]Indicates the six-month anniversary of the grant date, which is the first date shares were exercisable. The option vests as to 1/8th on the six-month anniversary of the grant date and as to 1/48th each month thereafter.
[F3]None. The option was granted as an incentive to the employee. The exercise price of the option is set forth in column 2 of the table.

Documents

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