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4//SEC Filing

GENWORTH FINANCIAL INC 4

Accession 0001104659-04-015520

$GNWCIK 0001276520operating
View on SEC.govCompany Profile

Filed

May 24, 8:00 PM ET

Accepted

May 25, 5:04 PM ET

Size

29.6 KB

Accession

0001104659-04-015520

Insider Transaction Report

Form 4
Period: 2004-05-25
GENWORTH FINANCIAL INCGNW
Mann Thomas H
EXECUTIVE VICE PRES - GENWORTH
Transactions
  • Award

    Restricted Stock Unit

    2004-05-25+52,826→ 52,826 total
    → Class A Common Stock (52,826 underlying)
  • Award

    Stock Option (right to buy)

    2004-05-25+50,869→ 50,869 total
    Exercise: $36.62From: 2005-09-22Exp: 2010-09-22→ Class A Common Stock (50,869 underlying)
  • Award

    Stock Option (right to buy)

    2004-05-25+58,695→ 58,695 total
    Exercise: $25.38From: 2004-09-10Exp: 2009-09-10→ Class A Common Stock (58,695 underlying)
  • Award

    Stock Settled SAR (right to buy)

    2004-05-25+680,000→ 680,000 total
    Exercise: $19.50Exp: 2014-05-25→ Class A Common Stock (680,000 underlying)
  • Award

    Restricted Stock Unit

    2004-05-25+46,956→ 46,956 total
    → Class A Common Stock (46,956 underlying)
  • Award

    Stock Option (right to buy)

    2004-05-25+112,694→ 112,694 total
    Exercise: $17.28Exp: 2012-09-13→ Class A Common Stock (112,694 underlying)
  • Award

    Stock Option (right to buy)

    2004-05-25+84,521→ 84,521 total
    Exercise: $20.14Exp: 2013-09-12→ Class A Common Stock (84,521 underlying)
  • Award

    Restricted Stock Unit

    2004-05-25+18,783→ 18,783 total
    → Class A Common Stock (18,783 underlying)
  • Award

    Restricted Stock Unit

    2004-05-25+19,565→ 19,565 total
    From: 2005-05-25→ Class A Common Stock (19,565 underlying)
Footnotes (11)
  • [F1]Vests 50% - 9/26/04; 50% - 9/26/06.
  • [F10]Replaces cancelled General Electric Company awards.
  • [F11]Not applicable.
  • [F2]Vests in 25% annual increments beginning on 9/13/04.
  • [F3]Vests in 20% annual increments beginning on 9/12/04.
  • [F4]Vests one third - 6/27/04; two thirds - 2/3/16.
  • [F5]1:1; no expiration date.
  • [F6]Vests one third - 6/26/05; two thirds - 2/3/16.
  • [F7]Vests one third - 6/22/07; two thirds - 2/3/16.
  • [F8]Vests 50% - 9/12/06; 50% - 9/12/08.
  • [F9]Vests in 25% annual increments beginning on 5/25/06.

Documents

1 file

Issuer

GENWORTH FINANCIAL INC

CIK 0001276520

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001276520

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 5:04 PM ET
Size
29.6 KB
View on SEC.gov