4//SEC Filing
HESS MICHAEL S 4
Accession 0001104659-04-022350
CIK 0000834408other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:18 PM ET
Size
11.4 KB
Accession
0001104659-04-022350
Insider Transaction Report
Form 4
BROOKE CORPBXX
HESS MICHAEL S
President of Subsidiary
Transactions
- Gift
Brooke Corporation Common Stock
2004-06-30−300→ 8,460 total - Gift
Brooke Corporation Common Stock
2004-06-30−700→ 8,460 total - Purchase
Brooke Corporation Common Stock
2004-07-22$15.86/sh+103,102$1,635,198→ 351,097 total(indirect: By Brooke Holdings, Inc.)
Holdings
- 24,000
Brooke Corporation 2001 Compensatory Stock Option Plan
Exercise: $4.17From: 2003-03-13Exp: 2007-03-13→ Common Stock (24,000 underlying)
Footnotes (4)
- [F1]Disposition is a Bona Fide Gift to Mr. Hess' oldest daughter for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F2]Disposition is a Bona Fide Gift to Mr. Hess' youngest daughter for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F3]Disposition is a Bona Fide Gift to Mr. Hess' grandson for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F4]Mr. Hess beneficially owns approx. 351,097 shares of Brooke Common stock though his ownership of 5.72% of Brooke Holdings, Inc.
Documents
Issuer
BROOKE CORP
CIK 0000834408
Entity typeother
Related Parties
1- filerCIK 0001217469
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 6:18 PM ET
- Size
- 11.4 KB