HESS MICHAEL S 4
4 · BROOKE CORP · Filed Aug 4, 2004
Insider Transaction Report
Form 4
BROOKE CORPBXX
HESS MICHAEL S
President of Subsidiary
Transactions
- Gift
Brooke Corporation Common Stock
2004-06-30−300→ 8,460 total - Gift
Brooke Corporation Common Stock
2004-06-30−700→ 8,460 total - Purchase
Brooke Corporation Common Stock
2004-07-22$15.86/sh+103,102$1,635,198→ 351,097 total(indirect: By Brooke Holdings, Inc.)
Holdings
- 24,000
Brooke Corporation 2001 Compensatory Stock Option Plan
Exercise: $4.17From: 2003-03-13Exp: 2007-03-13→ Common Stock (24,000 underlying)
Footnotes (4)
- [F1]Disposition is a Bona Fide Gift to Mr. Hess' oldest daughter for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F2]Disposition is a Bona Fide Gift to Mr. Hess' youngest daughter for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F3]Disposition is a Bona Fide Gift to Mr. Hess' grandson for which Mr. Hess received no consideration. Mr. Hess is not an indirect beneficial owner of the stock after the transfer.
- [F4]Mr. Hess beneficially owns approx. 351,097 shares of Brooke Common stock though his ownership of 5.72% of Brooke Holdings, Inc.