4//SEC Filing
CRAIG WALTER M JR 4
Accession 0001104659-04-027437
CIK 0000806011other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 3:11 PM ET
Size
21.8 KB
Accession
0001104659-04-027437
Insider Transaction Report
Form 4
EQUIFIN INCEQUI
CRAIG WALTER M JR
DirectorPresident/CEO10% Owner
Transactions
- Award
Common Stock
2004-09-09$0.05/sh+10,000$500→ 346,170 total
Holdings
- 100,000
Stock Options
Exercise: $0.25From: 2003-12-31Exp: 2011-03-31→ Common Stock (100,000 underlying) - 80,000
Stock Options
Exercise: $0.22From: 2003-12-31Exp: 2012-07-31→ Common Stock (80,000 underlying) - 3,750
Warrants
Exercise: $1.00From: 2003-12-31Exp: 2004-09-30→ Common Stock (3,750 underlying) - (indirect: SEE FOOTNOTE)
Series AA Preferred
Exercise: $0.44From: 2003-12-31→ Common Stock (1,704,545 underlying) - (indirect: SEE FOOTNOTE)
Series AB Preferred
Exercise: $0.50From: 2003-12-31→ Common Stock (500,000 underlying) - 40,000
Stock Options
Exercise: $0.25Exp: 2006-12-31→ Common Stock (40,000 underlying) - 50,000
Stock Options
Exercise: $0.25From: 2010-10-01Exp: 2011-03-31→ Common Stock (50,000 underlying) - 220,000
Warrants
Exercise: $0.25From: 2003-12-31Exp: 2007-12-31→ Common Stock (220,000 underlying)
Footnotes (3)
- [F1]Options may become exercisable at an earlier date based upon the Company's attaining certain earnings thresholds
- [F2]13,333 options become exercisable January 2, 2004; 13,333 on January 2, 2005 and 13,334 on January 2, 2006
- [F3]Preferred stock was issued in exchange for a $750,000 11% convertible note and a $250,000 13% convertible note owned by Coast Capital Partners, LLC of which Mr. Craig is the Managing Director and sole member
Documents
Issuer
EQUIFIN INC
CIK 0000806011
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0000932865
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 3:11 PM ET
- Size
- 21.8 KB