VAIS PAUL A 4
4 · JAMDAT MOBILE INC · Filed Oct 5, 2004
Insider Transaction Report
Form 4
VAIS PAUL A
Director
Transactions
- Conversion
Founders Convertible Preferred Stock
2004-10-04−3,174,600→ 0 total(indirect: See Footnote)→ Common Stock (1,058,200 underlying) - Conversion
Series C Convertible Preferred Stock
2004-10-04−1,327,983→ 0 total(indirect: See Footnote)→ Common Stock (442,661 underlying) - Conversion
Common Stock
2004-10-04+3,723,082→ 3,723,082 total(indirect: See Footnote) - Conversion
Series B Convertible Preferred Stock
2004-10-04−6,666,663→ 0 total(indirect: See Footnote)→ Common Stock (2,222,221 underlying)
Footnotes (4)
- [F1]Paul Vais serves as Vice President of Apax Managers, Inc. (Apax Managers, Inc. is the general partner of Apax Excelsior VI Partners, L.P. ("Apax Excelsior VI Partners"). Apax Excelsior VI Partners is the general partner of certain private equity funds, including: (i) Apax Excelsior VI, L.P. ("Excelsior VI"), (ii) Apax Excelsior VI-A C.V. ("Excelsior VI-A"), (iii) Apax Excelsior VI-B C.V. ("Excelsior VI-B"), and (iv) Patricof Private Investment Club III, L.P. ("Patricof Private Investment Club III" and, together with Excelsior VI, Excelsior VI-A and Excelsior VI-B, the "Excelsior VI Funds"), the record holders of the reported shares. Accordingly, Mr. Vais may be deemed to exercise voting or dispositive control over the shares owned of record by the Excelsior VI Funds. Mr. Vais disclaims beneficial ownership of the shares except to the extent of his pecuniary interest.
- [F2]Not applicable.
- [F3]1 for 3. Each share of Founders Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 1/3 share of common stock immediately prior to the closing of JAMDAT Mobile Inc.'s initial public offering, based on a three-for-one reverse stock split that became effective on September 28, 2004.
- [F4]Immediately.