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4//SEC Filing

PROXIM CORP 4

Accession 0001104659-04-031976

CIK 0001112263operating
View on SEC.govCompany Profile

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 8:17 PM ET

Size

38.3 KB

Accession

0001104659-04-031976

Insider Transaction Report

Form 4
Period: 2004-10-22
PROXIM CORPPROX
BCP CAPITAL, L.P.
10% Owner
Transactions
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
BCP AFFILIATES FUND LLC
10% Owner
Transactions
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
BCI HOLDINGS LP
10% Owner
Transactions
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
BCP CAPITAL QPF, L.P.
10% Owner
Transactions
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
BCP GENERAL LLC
10% Owner
Transactions
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
BV HOLDINGS LLP
10% Owner
Transactions
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
BROOKS STEVEN D
Director
Transactions
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
BACHMANN STEPHEN J
10% Owner
Transactions
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
DENINGER PAUL F
10% Owner
Transactions
  • Other

    Series B Convertible Preferred Stock

    2004-10-22−65,413→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−1,636,180→ 0 total(indirect: See Footnote)
    Exercise: $3.06Exp: 2007-08-05→ Common Stock (1,636,180 underlying)
  • Other

    Warrants to purchase Common Stock

    2004-10-22−2,400,000→ 0 total(indirect: See Footnote)
    Exercise: $1.46Exp: 2010-12-15→ Common Stock (2,400,000 underlying)
  • Other

    Class A Common Stock

    2004-10-22+21,866,661→ 21,866,661 total(indirect: See Footnote)
  • Other

    Series A Convertible Preferred Stock

    2004-10-22−400,000→ 0 total(indirect: See Footnote)
    → Common Stock
  • Other

    Warrants to purchase Common Stock

    2004-10-22−800,000→ 0 total(indirect: See Footnote)
    Exercise: $1.53Exp: 2010-12-15→ Common Stock (800,000 underlying)
  • Other

    Series C Preferred Stock

    2004-10-22+53,320→ 53,320 total(indirect: See Footnote)
Footnotes (2)
  • [F1]See Exhibit 99.1
  • [F2]See Exhibit 99.1

Documents

2 files

Issuer

PROXIM CORP

CIK 0001112263

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001112263

Filing Metadata

Form type
4
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 8:17 PM ET
Size
38.3 KB
View on SEC.gov