4/A//SEC Filing
BLUESTEM CAPITAL PARTNERS III LTD PARTNERSHIP 4/A
Accession 0001104659-04-040353
CIK 0001048620other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 10:39 AM ET
Size
12.1 KB
Accession
0001104659-04-040353
Insider Transaction Report
Form 4/AAmended
Transactions
- Exercise of In-Money
Common Stock Warrants
2004-11-09−632,908→ 0 totalExercise: $1.58→ Common Stock (632,908 underlying) - Conversion
Common Stock
2004-11-04+1,265,822→ 1,367,070 total - Conversion
Series A Convertible Preferred Stock
2004-11-04$100.00/sh−20,000$2,000,000→ 0 totalExercise: $1.58→ Common Stock (1,265,822 underlying) - Exercise of In-Money
Common Stock
2004-11-09$1.58/sh+413,658$653,580→ 1,780,728 total
Footnotes (7)
- [F1]The Series A Convertible Preferred Stock were automatically converted to 1,265,822 common shares of Issuer.
- [F2]The warrants were exercised using a cashless method, whereby reporting person received 413,658 shares of common stock of Issuer.
- [F3]The Series A Convertible Preferred Stock were immediately convertible upon their respective purchase dates as follows: 3,334 shares on 10/01/2002; 3,334 shares on 11/27/2002; 6,666 shares on 12/20/2002; and 6,666 shares on 03/20/2003.
- [F4]The Series A Convertible Preferred Stock does not have an expiration date.
- [F5]The warrants were exercisable upon their respective issue dates as follows: 105,506 warrants on 10/01/2002; 105,506 warrants on 11/27/2002; 210,948 warrants on 12/20/2002; and 210,948 warrants on 03/20/2003.
- [F6]The warrants expired five years from their respective issuance dates as set forth in note 5.
- [F7]The warrants were issued for no additional consideration in connection with reporting person's prior purchase of Series A Convertible Preferred Stock.
Documents
Issuer
GRANITE CITY FOOD & BREWERY LTD
CIK 0001048620
Entity typeother
Related Parties
1- filerCIK 0001117492
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 10:39 AM ET
- Size
- 12.1 KB