4//SEC Filing
ISONICS CORP 4
Accession 0001104659-04-041130
CIK 0001023966operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 3:01 PM ET
Size
20.4 KB
Accession
0001104659-04-041130
Insider Transaction Report
Form 4
ISONICS CORPISON
GRADY DANIEL J
See Remarks
Transactions
- Gift
Common Stock
2004-12-23−500→ 56,654 total - Award
Common Stock
2004-12-01$1.53/sh+1,019$1,559→ 57,154 total - Award
Common Stock
2004-06-01$0.91/sh+1,683$1,531→ 56,135 total
Holdings
- 54,452
Common Stock
- 100,000
Stock Option F3
Exercise: $1.06From: 2001-11-13Exp: 2011-11-13→ Common Stock (100,000 underlying) - 6,375
Stock Option F3
Exercise: $1.13From: 2002-03-28Exp: 2007-03-28→ Common Stock (6,375 underlying) - 50,000
Stock Option F3
Exercise: $1.20From: 2003-12-16Exp: 2013-12-16→ Common Stock (50,000 underlying) - 207,340
Stock Option F1
Exercise: $0.58From: 1996-01-02Exp: 2006-01-02→ Common Stock (207,340 underlying)
Footnotes (11)
- [F1]Issuer's right to repurchase these options as disclosed on Form 3 dated 9/22/97 expired on 10/1/98.
- [F10]On December 23, 2004, Daniel J. Grady gifted 500 shares of common stock to National Public Radio.
- [F11]On December 23, 2004, Daniel J. Grady gifted 500 shares of common stock to the University of Michigan.
- [F2]The number of shares and convertible/exercise price reflects a 3-for-1 stock split effected by the issuer following the effectiveness of its Registration Statement on Form SB-2 for its initial public offering of its securities.
- [F3]This transaction is exempt from Section 16 pursuant to Rule 16b-3(d).
- [F4]20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004, and 2005. The grant of options was subject to acceptance by the reporting person. The resporting person accepted the options on December 19, 2001.
- [F5]Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received.
- [F6]Options granted by resolution of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on December 16, 2003.
- [F7]These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16(b)-3(d).
- [F8]On December 23, 2004, Daniel J. Grady gifted 500 shares of common stock to the UCLA Foundation.
- [F9]On December 23, 2004, Daniel J. Grady gifted 500 shares of common stock to the Detroit Province of the Society of Jesus
Documents
Issuer
ISONICS CORP
CIK 0001023966
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001023966
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 3:01 PM ET
- Size
- 20.4 KB